Use the following table to match each term to its corresponding description. Description Restrictions on trading when exchanges believe market participants need more time to gather complete information about a stock. The agency that attempts to protect investors by ensuring firms fully disclose all relevant information that could affect the values of securities. The division that reviews security trades by various organizations that facilitate the trading of securities, such as brokers and stock exchanges. Regulation that requires that investors receive important information about securities being offered on public exchanges and prohibits misleading or unethical trading practices on security exchanges by requiring stock exchanges to discipline financial market participants who violate the regulation. Term Circuit Breakers Sarbanes-Oxley Act of 2002 Securities and Exchange Acts of 1933 and 1934 Trading Halts
Use the following table to match each term to its corresponding description. Description Restrictions on trading when exchanges believe market participants need more time to gather complete information about a stock. The agency that attempts to protect investors by ensuring firms fully disclose all relevant information that could affect the values of securities. The division that reviews security trades by various organizations that facilitate the trading of securities, such as brokers and stock exchanges. Regulation that requires that investors receive important information about securities being offered on public exchanges and prohibits misleading or unethical trading practices on security exchanges by requiring stock exchanges to discipline financial market participants who violate the regulation. Term Circuit Breakers Sarbanes-Oxley Act of 2002 Securities and Exchange Acts of 1933 and 1934 Trading Halts
Essentials Of Investments
11th Edition
ISBN:9781260013924
Author:Bodie, Zvi, Kane, Alex, MARCUS, Alan J.
Publisher:Bodie, Zvi, Kane, Alex, MARCUS, Alan J.
Chapter1: Investments: Background And Issues
Section: Chapter Questions
Problem 1PS
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Question
Transcribed Image Text:6. Stock market regulation
Use the following table to match each term to its corresponding description.
Description
Restrictions on trading when exchanges believe market participants need more time
to gather complete information about a stock.
The agency that attempts to protect investors by ensuring firms fully disclose all
relevant information that could affect the values of securities.
The division that reviews security trades by various organizations that facilitate the
trading of securities, such as brokers and stock exchanges.
Regulation that requires that investors receive important information about
securities being offered on public exchanges and prohibits misleading or unethical
trading practices on security exchanges by requiring stock exchanges to discipline
financial market participants who violate the regulation.
Term
Circuit Breakers
Sarbanes-Oxley Act of 2002
Securities and Exchange Acts of 1933 and 1934
Trading Halts
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