CRM2306 - 20th June
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University of Ottawa *
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2306
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Philosophy
Date
Oct 30, 2023
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Hi everyone so in this very first unit what we're going to be exploring is the types
of prisons that exist in contemporary society, but in this part one we're gonna
think through how they are different from prisons of the past whose main
function was merely to detain people, and so one of the things that i want us to
be really cognizant about is that prisons have always existed in one form or
another but at a certain point the purpose of prison became something more and
there was a belief that the prison itself could become an instrument for reforming
individuals correcting individuals exercising disciplinary power over individuals
not just merely spaces for depriving people of their liberty so one of the things
that we're going to see in this unit and will become increasingly evident as we
move through the course is that prisons are not inert institutions and that's what
Foucault maintains in the first book section that i've asked you to read.
He says the prison is an active field in which projects, experiments,
improvements and investigations have proliferated. So Foucault suggests that
prison reform occurs in concert or in tandem with the very functioning of the
prison itself so he maintains that prison reform appears to form part of the
functioning of prison because the two things are bound together through history.
What we'll look at are different systems or types of imprisonment and take, we'll
sort of do a chronological history and then we'll sort of think through how that's
impacted what we've come to accept as imprisonment today so all this to say,
and this is something i really do want you to keep in mind, is that we've always
tinkered around with this concept of space of the prison but what's going to
differentiate what we do now and what we started to do several hundred years
ago from now.
What had occurred earlier than that is that it is this instrument or an apparatus for
correcting or we'll talk about it in terms of rehabilitation today, we can see a
variety of punishments that would be enacted against people who were accused
or convicted of wrongdoing and so if we think about something like corporal
punishment, that obviously through history has been the most frequent form of
punishment here in Canada, whipping or flogging were punishments that were
used both outside the prison but also inside the prison to enforce rules and were
actually part of the sentences for various offenses in early versions of the
Canadian Criminal Code like rape, assault.
It would also be a mechanism through which you'd be humiliated because you're
forever marked by such a brand and Foucault writes about this at the beginning
of Discipline and Punish. I've only asked you to read one chapter and I know it's
sometimes a hard slog but what he's sort of showing is what came before and
led to the birth of the prison.
He starts off by talking about public spectacles, public torture. These would be
sort of punishments that would be done in a public square so that people could
come and witness your punishment and you might be held there for days, you
could just be held in some sort of cell that would be accessible to the public for
them to engage with you and obviously we know that executions were things that
were public as well. What's interesting about all of this is there was definitely an
emphasis on enacting punishment through an individual's body, doing things to
someone's physical self as a punishment.
What we're gonna see next is this definitely changes as we start to take
punishment indoors and locate punishment within the confines of a specific
space that we call prison.
Yes there were prisons that were used as a mechanism to detain people like i
said that was part of an early punishment system in the Western world and also
elsewhere but yeah at this point what we do see is that early punishments really
focused on an individual's body and one of the things that you know people sort
of focus on is how humiliation was a big component of this because there's a
relation of power embedded within these kinds of public punishments and so you
need spectators to witness the power of the sovereign.
What's so important about these kinds of spectacles is that the problem ends up
being that in having the public witness these punishments, and some of these
might be very gruesome, is that the public might revolt against the authority
figure right. The public itself might start to think that the sentence is unjust or the
laws themselves are problematic, arbitrary or there might be such an atmosphere
of carnival in and around these public spectacles that the public ends up rioting
right.
So we start to shift how it is that we're going to punish people and we're going to
move some of this punishment indoors and imbue in this punishment a different
kind of meaning. So one of the things to keep in mind is that if you start to get
people interested in the crimes that these individuals have committed, you're sort
of turning individuals into celebrities which is not necessarily what authorities
wanted in making this punishment public.
The solution was to take punishment inside and away from the prying eyes of the
public but social reformers, penal reformers started to see that there are some
definite problems to how these spaces operated and so one of the basic
problems with these spaces was that everyone would be warehoused within
them so regardless of the crime an individual had commit, regardless of an
individual's gender or age or mental capacity,
mental fitness everyone was being kept in these spaces in mass or communal
cells and so these would be spaces that would be really overcrowded.
Also as a prisoner you were not necessarily guaranteed any sort of food and
clothing. Prison reform societies took up this cause that people shouldn't have to
necessarily beg through the bars or windows of the jail for food.
In Canada when you hear the names John Howard and Elizabeth Frye those are
both prisoner activists and they were both real historical figures who took up the
cause of prison reform you know in the 1700s.
One of the first problems that they identify, and that's related to the fact that
everyone was sort of warehoused together, was that prisoners would be
corrupted through contamination so the fact that there would be people in there
of all different sorts and they wouldn't be separated into individual cells and they
wouldn't be separated according to age or gender or even the types of crime that
they committed could actually lead to people who had commit very minor crimes
coming into contact with people who commit very serious crimes and this could
lead to a contamination of those individuals so there was a fear that people could
come out worse. Or if you had men and women together and you know there was
prison rapes happening or there were you know people taking advantage of
children then again there was this feeling that people would leave these spaces
worse off than they had been before.
The second problem with these early prisons that was identified by prison
reformers was that people were going to be corrupted by the fact that they
weren't doing anything productive while they were being contained within these
spaces so prison reformers said there was the corruption by indolence that would
occur.
What we're going to see next is based upon these two problems that were
identified by penal reformers. Prisons start to change right, what goes on in those
spaces and what is expected of prisoners starts to change.
At the same time too you start to see the emergence of classical criminology so
this type of thinking starts to really emphasize that the law is prime right, so
there's this emphasis on developing a codified system of laws and within that
codified system of laws you're also going to have a catalog of appropriate
punishments.
People like Beccaria, who worked and wrote in the 1700s, are discussing how the
events that have taken place thus far have been quite irrational. Beccaria himself
experienced brutal and arbitrary treatment at the hands of the Jesuits, with whom
he trained. He examined the system of trial by ordeal and church-led inquisitions,
considering them to be barbaric. Looking at the early punishments we previously
discussed, Beccaria argued that judges were influenced by their personal beliefs
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and ruled in a capricious manner based on their desires and whims.
For individuals like Beccaria and Bentham, who represent the classical school of
criminology, the goal is to establish a logical and rational system. They believe
that the system needs to be reformed, and in order to achieve that, laws must be
developed to bring consistency to crimes. The behavior labeled as criminal, the
corresponding judgments, and the subsequent penal practices need to be unified.
Beccaria created a classification of crimes, stating that any behavior falling
outside of that classification should not be considered criminal.
According to Beccaria, the true measure of a crime is whether it harms the social
contract. He argues that crimes should not be judged based on how sinful the
acts are or the intentions of the individuals involved. The social standing of the
victim should also not influence whether something is identified as criminal. This
perspective highlights how Beccaria, as well as Bentham, emphasize the need for
a code that focuses on the act itself (actus reus) rather than the intent of an
individual (mens rea). The law should specify the punishment for a particular
crime, enabling individuals to calculate the irrationality of committing that crime.
The aim is to eliminate the capricious discretion that judges have exercised in the
past.
As individuals become familiar with codified laws and punishments are
consistently applied, the classical criminologists believe that the frequency of
criminality in society will decrease. Ignorance and uncertainty about possible
punishments will diminish, resulting in a decrease in criminality. An individual's
choice of crime may be influenced by the fear of facing specific punishments.
Classical criminology places a strong focus on deterrence, moving away from the
notion that the law should solely be used to repair harm or enact retribution.
Classical criminologists are interested in the fact that the law is something that
can exercise deterrence, both general deterrence and specific deterrence. So, like
I said, there's an idea that if people know what the laws are and they know what
the associated punishments for breaking the laws are, then society, as a whole,
people as a group, will be deterred from committing crime. But also, having the
law and outline what is appropriate and inappropriate behavior and what the
punishments are will mean that has been internalized so effectively by prisoners.
So, Foucault maintains that part of what's important about panopticism is that
the prison becomes this mechanism for exercising power through surveillance.
Right? The prison introduces criminal justice into relations of knowledge and I'll
explain that in a bit. I know that sounds really confusing, but the prison becomes
another mechanism for accumulating knowledge about prisoners. Obviously,
observation becomes important and exercising power. So, like I said, we're gonna
survey people, right? Watch them, monitor them. But the prison is also a place
where an inmate's observations and those observations are noted, right? So, this
is how it's going to become a site of knowledge. We're going to document their
behavior, their state of mind. So, observation is important or just reminding
people that they're observable, right? There's always the potential to see them.
And that's, um, part of this exercise of power.
But for Foucault, the panopticon is also a laboratory, right? It can start to become
a place where we record what we see so we can train or correct people, conduct
experiments, try out medicines and monitor their effects, use different
punishments on different people and see which ones are more effective. You
have this captive population; they're always potentially observable, and so you
start to be able to do things to that population of people in ways that you haven't
before. So, again, you can see how thinking about power in these ways means
that panopticism, as a discussion of how power is exercised, does not even have
to be located within prisons at all. And we'll sort of come back to this later in the
course when we think about how prisons resemble other total, other institutions
in society.
So, Foucault, in the book, in the chapter I've asked you to read, outlines two
different models of North American imprisonment. And so, these are going to be
the things that have really impacted what we do here in Canada. And so, in this
first system of imprisonment that emerges, again, we're sort of talking right now
in the 1700s, this emerged in Pennsylvania. That was the center for American
prison reform. So, in Philadelphia, in the 1790s, the Quakers, who had come to the
US from Britain, developed this idea of the penitentiary. So, William Penn, who
was the founder of Pennsylvania, had been imprisoned in England for his
religious beliefs because he was a Quaker. And so, he had some definite ideas on
how prisons and punishments should be more humane. So, he would have had
the same sorts of issues with what he saw to be the problems of corruption and
indolence that other prison reformers had.
If we can enact punishment in a swift, certain manner, then people who commit
crime and then face the punishment, they'll be deterred from doing that again,
right? And that's what specific deterrence is as well. But again, part of their
calculus is that there has to be a certain proportionality when we're thinking
about calculating the punishment that's most appropriate for the crime.
The prison introduces criminal justice into relations of knowledge, and I'll explain
that in a bit. I know that sounds really confusing, but the prison becomes another
mechanism for accumulating knowledge about prisoners. Obviously, observation
becomes important in exercising power. So, like I said, we're gonna survey people,
watch them, and monitor them. But the prison is also a place where an inmate's
observed, and those observations are noted, right? So, this is how it's going to
become a site of knowledge. We're going to document their behavior, their state
of mind. So, observation is important, or just reminding people that they're
observable. Right? There's always the potential to see them, and that's part of this
exercise of power. But for Foucault, the panopticon is also a laboratory, right? It
can start to become a place where we record what we see, so we can train or
correct people, conduct experiments, try out medicines, and monitor their effects.
Use different punishments on different people and see which ones are more
effective. You have this captive population. They're always potentially observable,
and so you start to be able to do things to that population of people in ways that
you haven't before. So again, you can see how thinking about power in these ways
means that panopticism as a discussion of how power is exercised does not
even have to be located within prisons at all. And we'll sort of come back to this
later in the course when we think about how prisons resemble other total other
institutions in society.
So, Foucault, in the book and the chapter I've asked you to read, outlines two
different models of North American imprisonment. These are going to be the
things that have really impacted what we do here in Canada. In this first system
of imprisonment that emerged (again, we're sort of talking right now in the
1700s), this emerged in Pennsylvania, which was the center for American prison
reform. So, in Philadelphia in the 1790s, the Quakers, who had come to the US
from Britain, developed this idea of the penitentiary. William Penn, who was the
founder of Pennsylvania, had been imprisoned in England for his religious beliefs
because he was a Quaker. So, he had some definite ideas on how prisons and
punishments should be more humane. He would have had the same sorts of
issues with what he saw to be the problems of corruption and indolence that
other prison reformers had. These Quakers, these penal reformers, converted
what was at the time the Walnut Street Jail in Philadelphia, and what they wanted
to do with this particular style of imprisonment is compel prisoners to become
penitent through reflection on their wrongdoings. Right? You can see how this
initiates this idea of the penitentiary. "Penitent" means to feel regret or express
remorse. And so, this whole style changes,
right? So, a movement away from this
idea of the prison as a warehouse, a place to just merely contain everybody who's
broken the law. This new style is going to suggest that people are going to this
space for the particular reason of feeling remorse, feeling regret. The Quakers
believe that these individuals had sinned, and so prison should be a space that's
going to afford individuals the opportunity to express their remorse, express their
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penance, or become penitent for what they've done. And the means through
which this was going to be facilitated was through solitary confinement. So, it
was through this process of being isolated that individuals would end up having
the opportunity to be reflective. Um, so I mean, these models of prison were, um,
spaces where prisoners would only be known by their prisoner number. There
was no visitation. People couldn't receive visitors. People were kept completely
separate from one another. Maybe there was the possibility that priests,
ministers, or guards that could provide some sort of vocational training
instruction would be allowed to interact with prisoners. But when prisoners left
their cells, they wore masks so they couldn't see other prisoners or even their
jailers. They exercised in areas all alone.
There was a focus, maybe on solitary work that prisoners could complete within
their cells. Obviously, this placed some limitations on the type of work that
inmates could perform. So, maybe certain textile work like sewing or weaving,
shoe making. We'll see how this becomes potentially one of the explanations for
why this model becomes increasingly obsolete as the years go on. Prisoners in
other states were able to work in factories or mass-produce goods. But yes,
prisoners would be strongly encouraged to read the Bible. The benefits of this
model were touted as leading to the opportunity for the true rehabilitation of the
individual.
The silent architecture, the total isolation that was afforded by this model of
prison would provide people the opportunity to confront their conscience. Right,
so you become submissive to your conscience and the definite powerfulness of
being completely isolated. So, Foucault even talks about on page 237 how the
focus of this system of imprisonment was that people's morality would be
awakened or fundamentally changed. It was less about changing people's
attitudes and more about changing who they are in this fundamental way. It's
interesting because Foucault also talks about, and he's using quotes from other
authors, how if people are completely isolated, then the power of the voice of
authority becomes even more total. If you're completely isolated from all
socialization, from all interaction with others, then what your jailers say is going
to assume an even greater authority.
For the Pennsylvania type of reformers, this was going to lead to better people
because people would recognize what they'd done is wrong and they would be
fundamentally altered so that they would never engage in this kind of behavior
again. A competing model that was operating in the US at the same time and also
becomes the predominant model here in Canada is the Auburn model. It's called
the Auburn model because it was first tried at the New York State Prison at
Auburn, New York. So, it's named after the place.
As prison populations begin to grow and individual cells for solitary confinement
are not feasible, and you can see how the architectural designs for Pennsylvania
models would be quite expensive to build if everyone's got to be kept separate all
the time, regardless of whether or not they're in their cells or they're exercising,
plus they have to be taken around by guards because their view is blocked, you
can see how this becomes something that might limit the feasibility of the
Pennsylvania model.
So, the Auburn model of imprisonment allowed that individuals would do things
en masse, right, together.
We can see why potentially the Auburn model might have taken hold here in
North America. Prison labor can be used to produce goods that can be sold on
the open market, so prisons themselves could actually turn a profit. In some
states, prisons actually paid money into public coffers, so taxpayers themselves
benefited from the profit made by prisons. Additionally, prisons themselves can
use the products they produce to maintain the smooth functioning of the prison,
creating a sense of self-sufficiency.
Some people have suggested that one of the reasons why the Pennsylvania
model was more embraced in the UK and Europe is that there were labor
shortages. They didn't actually need prisoners to do labor because there was a
labor surplus. On the other hand, in the US, there was a labor shortage, so
prisoners were needed to perform certain labor functions to justify their housing
in these spaces.
Foucault discusses on page 239 the conflicts between these models—the
Pennsylvania model and the Auburn model. One of the conflicts is the concept of
conversion or changing someone's morality. The Pennsylvania model focuses on
fundamentally transforming individuals' morality, whereas the Auburn model
emphasizes changing attitudes and getting prisoners to participate in the
rhythms of an industrial society.
Another fundamental conflict is the medical aspect. There has been a lot of
emphasis on whether solitary confinement leads to insanity, although it is
recognized as a form of torture. The perception that the Pennsylvania model
would lead to insanity, suicides, and death contributed to the shift away from it in
North America. However, it is worth noting that solitary confinement is still used
frequently, although there have been recent efforts to limit its use.
The architectural and administrative conflict revolves around which method
offers the best opportunities for surveillance and governance. Both models aim
to achieve coercive individualization and terminate any relationship not
sanctioned by prison authorities or arranged according to a hierarchy. Economic
conflict plays a significant role as well, considering which method is the cheapest
to maintain and provides the most economic benefit for society.
Foucault wants us to recognize that both models strive to reform and
individualize prisoners coercively. However, economic reasons have primarily
influenced the ascendancy of one model over the other. The Pennsylvania
model's architecture and administration would lead to more expensive prisons,
requiring more jailers to supervise prisoners, whereas the Auburn model allows
for more profitable activities and potential self-sufficiency.
It is crucial to understand that reform is not a result of incidental criticisms but a
constant set of operational instructions within the theory of the prison. The
assumption that we can slightly change or tinker with prisons to come up with
something fundamentally better is problematic, and Foucault's discussion helps
elucidate the resistance to change within these institutions.
Throughout the course, the goal will be to problematize imprisonment as a form
of punishment and interrogate its true purpose. Merely being nicer to prisoners or
making minor adjustments from the inside will not significantly improve people's
experiences within the prison system. This recurring theme will be explored in
Part Two of the course.
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