Analysis of the Mammalian Dive Response
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Analysis of the Mammalian Dive Response
Emma Dawson
Bio 112-515 November 9, 2023
Abstract
The following report explores the mammalian dive response through a series of
experiments and tabulated data. The introduction will explain the reflexes during the dive
response phenomenon and a prediction for the outcome of the experiments. The protocol and
any deviations from the steps will be highlighted in the methods section of this report. Any
tables, graphs, and figures are included in the results along with a brief analysis of the trends
taking place. The hypothesis will be refuted or supported in the discussion of conclusions based
on the experimental results. Introduction
The phenomenon explored using experiments is a set of reflexes known as the dive
response found in mammals. The dive response includes a combination of bradycardia, apnea,
and peripheral vasoconstriction. Bradycardia is the slowing of the heart, apnea is breath-
holding, and peripheral vasoconstriction decreases blood flow by constricting peripheral blood
vessels. The primary function of this response is to conserve oxygen to increase the time before
damage to the brain or heart happens (Foster, 2005). During the simulation to capture the
human reflexes, apnea, cooling, and water immersion will be used, and the effects those
variables have on heart rate will be monitored. The expectation for this experiment is that the
test subject will experience bradycardia when submerged in water and holding their breath. It is
also expected that the colder the temperature of the water is, the slower the heart rate will go. Methods
This experiment utilized six groups containing one test subject in each to make the data
as consistent as possible. The test subject has one team member counting their pulse, another
1
timing the dives or breaths, and one writing down results. The first activity is done by each of
the six groups, but only 2 groups are needed for each activity 2, 3, and 4. For the first lab activity, a tub was filled approximately halfway with water. The water
needed to reach roughly 15
C, so handfuls of ice were added until that temperature was
attained. The first part of this activity was air breathing. The test subject was instructed to stand
bent over with their face hovering over the water and breathing normally. The beats per
minute were measured for two sets of 15 seconds. The two intervals were averaged together to
achieve the full 30-second average heart rate. The second part of the activity was apnea in cold
water, where the subject was instructed to hold their breath and dip their face under the cold
water. The heart rate was measured the same as air breathing in two 15-second intervals and
taking the average. The results of this activity and the average heart rate decrease can be seen
in Table 1 and Figure 1.
In lab activity 2, the effects of apnea are tested in and out of the cold water with two
test subjects. The subject stands bent over with their face above the water breathing for two
15-second intervals, while someone took their heart rate. Those two heart rates are averaged
for the thirty-second column. The same system is used again but the test subject held their
breath above the water. The average decrease in heart rate is taken for those two parts. The
test subject is then instructed to use a snorkel during the cold dive to breathe underwater
instead of holding their breath. Heart rates are taken for that, and then the subject repeats the
dive but must hold their breath. Table 2 displays the results for all four trials and the average
heart rate decreases. The effects of facial immersion are simulated in lab activity 3. The two test subjects used
a snorkel to breathe in the air and the heart rate was measured. This data was compared to the
average heart rate trials for the same test subjects using the snorkel while diving under cold
water. Once the average heart rate decrease was taken, the test subjects were given a 15-
minute break. Now the test subjects were instructed to hold their breath above the water and
hold their breath under water to measure and compare the data with apnea. Once again, the
test subjects are given a 15-minute break to rest before repeating the second set of trials for
2
apnea in water, but the water used for facial immersion is room temperature instead of ice
cold. Lab activity 4 focused on the effects that temperature has on the heart rate of a
mammal. The test subject was instructed to hold a room temperature gel pack to their
forehead above the water and breathe. Once the average heart rates were taken for that trial,
the same thing is done with a cold pack now instead of a room temperature one. The same test
subject is then instructed to immerse their face in warm water that is approximately 22
C for
two 15-second time intervals. Those measurements for heart rate are taken while the subject
rests in preparation for the cold dive. The same test subject now repeats the same steps as
before in the cold tub, which is about 15
C. The average decrease was taken and put into Table
4 and Figure 4. Results
For the results and discussions sections of the paper, only lab activities 1 and 4 will be
talked about in depth. The tables for activities 2 and 3 will still be included along with an
explanation of the trends. In a simulated dive, the two conditions being tested were air-breathing and apnea in
cold water. The average heart rate was measured for 0-15 seconds, 15-30 seconds, and the
average of those were taken for 0-30 seconds. The class averages for air-breathing were stable,
which makes finding a trend easier. Unfortunately, the class averages for apnea in cold water
were more erratic. However, the average heart rate decrease between the two trials was still
negative. This means that the heart rate did decrease after “diving” into the cold water. Table 1: Lab Activity 1 – Simulated Dive
Condition
Group
Avg. HR 0-15 s
Avg HR 15-30 s
Avg HR 0-30 s
Air Breathing
1
100
84
92
2
88
92
90
3
96
96
96
4
84
88
86
5
64
80
72
6
83
83
83
Class Average
85.833
87.167
86.5
3
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Apnea in Cold Water
1
88
68
78
2
123
62
92.5
3
80
68
74
4
40
40
80
5
96
72
84
6
57
61
59
Class Average
80.667
61.833
77.917
Average HR Decrease
-5.166
-25.934
-8.583
1
2
3
0
10
20
30
40
50
60
70
80
90
100
85.83
87.17
86.5
80.17
61.83
77.92
Lab Activity 1 - Simulated Dive
Air Breathing
Apnea in Cold Water
0-15s
15-30s
0-30s
Avg HR
Figure 1: Lab Activity 1 – Simulated Dive Bar Chart
In lab activity two, the effects of apnea, test subjects compared their breathing in the
same conditions as holding their breath. The average heart rate decreases for air-breathing
compared to apnea and snorkel diving compared to apnea while diving is both around zero.
This means that the effects are not very drastic, and the average decrease in the heart rate was
little to none.
Table 2: Lab Activity 2 – Effects of Apnea
Condition
Group
Avg. HR 0-15 s
Avg HR 15-30 s
Avg HR 0-30 s
Air Breathing
1
96
80
88
2
93
91
92
4
Exp Average
94.5
85.5
90
Apnea in Air
1
92
72
82
2
100
94
97
Exp Average
96
83
90
Average HR Decrease
+1.5
-2.5
0
Snorkel Cold Dive 1
92
80
86
2
80
83
81.5
Exp Average
86
81.5
83.175
Snorkel Cold Dive (apnea)
1
80
76
78
2
98
78
88
Exp Average
89
77
83
Average HR Decrease
+3
-4.5
-.175
Lab activity 3 was done to measure the effects of facial immersion. Facial immersion
does cause an average decrease in heart rate regardless of the temperature or if breathing is
being done. This is shown in the lab activity 3 table where the average heart rate decrease is
negative for every trial. Table 3: Lab Activity 3 – Effects of Facial Immersion
Condition
Group
Avg. HR 0-15 s
Avg HR 15-30 s
Avg HR 0-30 s
Snorkel Breathing in Air
1
80
76
78
2
80
80
80
Exp Average
80
78
79
Snorkel Cold Dive
1
76
64
70
2
-
-
-
Exp Average
76
64
70
Average HR Decrease
-4
-14
-9
Apnea in Air
1
84
72
78
2
76
76
76
Exp Average
80
74
77
Apnea in Cold Water
(enter simulated dive data here)
1
76
64
70
2
72
64
68
Exp Average
74
64
69
Average HR Decrease
-6
-10
-8
Apnea in Air
(from above)
1
88
80
84
2
70
70
70
5
Exp Average
79
75
77
Apnea in RT Water
1
80
68
74
2
68
68
68
Exp Average
74
68
71
Average HR Decrease
-5
-7
-6
In lab activity 4, the effects of temperature were studied by changing the temperatures
while holding breath and adding facial immersion to get data for any variable with temperature
change. It can be seen in the table that there is no negative change in the average heart rate for
any of the trials. The heart rate increased as time went on. That can be seen in the table and
more easily in the figure. Table 4: Lab Activity 4 – Effects of Temperature
Condition
Group
Avg. HR 0-15 s
Avg HR 15-30 s
Avg HR 0-30 s
RT gel pack in Air
1
76
72
74
2
68
62
65
Exp Average
72
67
69.5
Cold gel pack in Air
1
84
120
102
2
75
73
74
Exp Average
79.5
96.5
88
Average HR Decrease
+7.5
+29.5
+18.5
Apnea in Warm Water 1
80
84
82
2
77
90
83.5
Exp Average
78.5
87
82.75
Apnea in Cold Water
(enter simulated dive data here)
1
120
100
110
2
82
81
81.5
Exp Average
101
90.5
95.75
Average HR Decrease
+22.5
+3.5
+13
6
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1
2
3
4
0
20
40
60
80
100
120
Lab Activity 4 - Effects of Temperature
Avg HR 0-15s
Avg HR 15-30s
Avg HR 0-30s
RT gel pack Cold gel pack Apnea warm water Apnea cold water
Avg HR
Figure 4: Lab Activity 4 – Effects of Temperature Bar Chart
Discussion
Lab activity one was able to show that during the simulated dive, a human experiences
bradycardia or a slower heart rate. Evidence for this is the average decrease being in the
negative numbers for all six test subjects. This decrease in heart rate could also be evidence of
peripheral vasoconstriction since the water used for the simulated dive was cold. Cold water
could be the reason for peripheral vasoconstriction because the response is triggered to
regulate body temperature by redirecting blood flow to the center of the body where the vital
organs are (
Kiyatkin, 2021). This does support the hypothesis that apnea, while submerged in
cold water, does decrease the average heart rate in mammals with no discrepancies in the
data. However, lab activity four had more surprising and contrasting data. In exploring the
effects of temperature on the dive response, average heart rates showed to increase for every
temperature. The average resting heart rate for the test subject was taken initially as 72 bpm,
and it was expected that the heart rate would slow in colder temperatures and increase in
warmer temperatures. For the first two trials breathing with two different gel pack
7
temperatures, the average heart rate increases for cold and stays steady at room temperature.
When heart rate increases, this is known as tachycardia. It has been shown in other studies
that there is an increase of 10 beats per minute per degree centigrade (Davies, 2009). This does
not support the hypothesis that a temperature decrease causes a decrease in the average heart
rate. Furthermore, the second set of trials for apnea in warm and cold water also refutes this
hypothesis. The average heart rate showed to increase more in cold water than in warm water. There may have been errors while conducting this experiment that led to contrasting
results. This could have been caused by outside factors that were not tested on the test subject.
There could have been something that was bothering the test subject in a way that could cause
an increase in heart rate when it did not before. This is not very surprising since the test subject
is asked many times to immerse their face in water and to hold their breath. This can be
stressful for mammals since they need oxygen to survive. Literature Cited
1.
Davies P, Maconochie I. The relationship between body temperature, heart rate, and
respiratory rate in children. Emerg Med J. 2009 Sep;26(9):641-3. 2.
Foster, G. E., & Sheel, A. W.
2005.
The human diving response, its function, and its
control.
Scandinavian Journal of Medicine & Science in Sports,
15(1),
3-12.
3.
Kiyatkin EA. Functional role of peripheral vasoconstriction: not only thermoregulation
but much more. J Integr Neurosci. 2021 Sep 30;20(3):755-764. 8
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