Which of the following should a bank do if they wish to engage in both security rating and investment banking? Group of answer choices a. Restrict prepublication of analyst reports to research personnel only b. Base compensation for analysts on positive ratings of securities c. Place analysts in the supervisory organization under sales personnel d. All of the above

Essentials Of Investments
11th Edition
ISBN:9781260013924
Author:Bodie, Zvi, Kane, Alex, MARCUS, Alan J.
Publisher:Bodie, Zvi, Kane, Alex, MARCUS, Alan J.
Chapter1: Investments: Background And Issues
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Which of the following should a bank do if they wish to engage in both security rating and investment banking?

Group of answer choices
a. Restrict prepublication of analyst reports to research personnel only
b. Base compensation for analysts on positive ratings of securities
c. Place analysts in the supervisory organization under sales personnel
d. All of the above
Expert Solution
Step 1

Investment Banking

Investment banking is a banking operation that helps individuals or organisations to raise capital and also provides financial consultancy to them. They act as an intermediaries between the investors and the security issuers, and also help firms in order to go public by either buying their shares and reselling them to the publicor sell shres on behalf of them and take commission.

Security Rating

Security rating also known as cyber security ratings are the measurement of an organisation's performance based on their data. it is useful to manage risks during inter organisational transactions.

 

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