Considering the following statements true or false. 1.Circumstances whereby the CFA member breaches client confidentiality are acceptable in circumstances directed by the client in writing. 2.Mosaic theory damages the interest of all investors by disrupting the smooth functioning of forward markets and lowering investor confidence. 3.As a philosophical ethical principle, when analysing actions undertaken, it is acceptable that an act can be seen as good or bad regardless of the underlying/relevant circumstances.
Considering the following statements true or false.
1.Circumstances whereby the CFA member breaches client confidentiality are acceptable in circumstances directed by the client in writing.
2.Mosaic theory damages the interest of all investors by disrupting the smooth functioning of forward markets and lowering investor confidence.
3.As a philosophical ethical principle, when analysing actions undertaken, it is acceptable that an act can be seen as good or bad regardless of the underlying/relevant circumstances.
4.As part of Standard IV, as a superior, it is not your responsibility to ensure ethical behaviour of your subordinates.
5.Premium investment services should be designed in such a way that, while beneficial to those who are in a position to take advantage of them, they are not unfairly disadvantages to other classes of clients.
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