A company that install Security Systems offers to pay a referral fee for all leads that are able to secure from the Broker’s referral. Which is a criterion for accepting payments? The broker is required to provide full disclosure and obtain receipt of written consent from a client. The broker must be properly licensed in order to give the advisor participation in any sale of the product. The broker must submit a log of all payments paid and received for compliance with Errors and omissions coverage based on Ontario Regulation 991. The broker must obtain any permission necessary from all appropriate regulatory organisations.

A company that install Security Systems offers to pay a referral fee for all leads that are able to secure from the Broker’s referral. Which is a criterion for accepting payments? The broker is required to provide full disclosure and obtain receipt of written consent from a client. The broker must be properly licensed in order to give the advisor participation in any sale of the product. The broker must submit a log of all payments paid and received for compliance with Errors and omissions coverage based on Ontario Regulation 991. The broker must obtain any permission necessary from all appropriate regulatory organisations.

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