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Syracuse University *
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304
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Jan 9, 2024
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Chapter 5-The Dynamics of Courthouse
Justice
Learning Objectives
1.
LO1 Have a general sense of who works where in the courthouse.
2.
LO2 Analyze the importance of assembly-line justice.
3.
LO3 Describe why discretion is found in the criminal courts.
4.
LO4 Identify the principal actors in the courtroom work group.
5.
LO5 Indicate why ethics is important to the American legal system.
6.
LO6 Contrast differing understandings of why delay is a problem in the courts.
7.
LO7 Discuss the strengths and weaknesses of speedy-trial laws.
8.
LO8 Explain why law in action approaches to court delay are more effective than law on
the books approaches.
notes
the courthouse and the people who work there
the courthouse
designed to be imposing, grandiose
o
designs vary
criminal courts frequently located near detention facilities—public safety purposes
o
sometimes in isolated areas
high security clearances
“In older courthouses, prisoners used the same entrances and circulation paths as judges,
jurors, and members of the public. Modern courthouses, however, are designed to transfer
prisoners securely from holding facilities into courthouses using different entrances and
restricted internal routes so that they are kept separated from the public and courthouse
personnel.”
the courtroom: outward (outside the building) appearance of orderliness, inside “gives
way to a sense of social anarchy.”
court reporter (or court stenographer): trained to record, transcribe what s said during
legal proceedings
judicial law clerk: usually a recent law school graduate, assists judge with conducting
legal research, drafting opinions
judicial secretary: secretarial tasks, maintains judge’s calendar, controls access to judge
bailiff: roles vary in different courts—announce when court is in session, escort the jury,
mark evidence, maintain supplies (water, paper, pencils), relay messages to/from the jury,
operate courtroom equipment, lock/unlock courtroom, serving court orders, preparing
bond forms, some security duties
behind the scenes
“Courts are paperwork bureaucracies”
o
initial charge, indictment, bail release forms, pretrial motions, notice of
appearance of counsel, etc
clerk of court: (prothonotary, register of probate, clerk) major admin in local judiciaries
o
a lot of power
o
compete with judges over control of judicial administration
judges are responsible for court administration, “but they have most often been
ineffective managers.”
o
rarely have the necessary authority to implement systemic change
o
not trained in management
court administration becoming more professionalized, with more specific careers and
positions in managerial positions
courthouse security and changing technologies
targeted acts of violence in courts
incidents of courthouse bombings, shootings, arson attacks
o
typically people dissatisfied with their verdicts
o
murder-for-hire
random stats
o
86% of courts did not have a security committee, or at least one that was deemed
to be fully functioning
o
84% of courts did not have an incident reporting system—or one that sucks
o
79% of courts provided some form of security training, but no court-specific
courses
o
92% of courts assessed had less than adequate or no exterior cctv
o
74% of courts had entryway screening, albeit some were missing certain pieces of
equipment
o
26% respondents had no screening station at all
o
96% of courtrooms had some type of duress alarm
o
55% of courts had no security officers in courtrooms during proceedings
o
62% had duress alarms in judge’s chambers
external and internal threats
security changes:
o
more attention directed toward protecting civilians in addition to judges, lawyers
security beyond the courthouse
o
recommendations include: monitored home security systems, unused doors and
windows locked, avoiding home addresses (and using the courthouse’s address in
place), applying for confidentiality on driver’s licenses/registration, telephone
numbers and addresses not publicly accessible
dynamics of courthouse justice
difference between the sensationalized, tv version of the judiciary
a “parade of defendants” rather than the expected individual trials
o
assembly line justice
disagreements over verdicts and sentences, as well as leeway and obscurity, rather than
the expected ‘law as a provider of guidance’
o
discretions
badinage rather than the expected high levels of intense conflict
o
courtroom work group concept and culture
assembly-line justice
caused by the disparity between the number of judges and case volume
o
also shortage in nearly all other courtroom actors
efficiency versus individual treatment
intended to cope with large caseloads
large case volume is not a modern thing
o
institutionalization of criminal courts
discretion: the lawful ability of an agent of government to exercise choice in making a
decision
o
three major components
o
legal judgement
o
policy priority
o
personal philosophy
most discretionary decisions in CJS are made on the basis of legal judgement
o
ex) a prosecutor who will not file a case due to insufficient evidence → still
believes there was a crime committed but the jury cannot convict
policy priorities: criminal laws broad and generalized → selectively enforced
o
ex) diverting more resources to serious crimes
personal values and philosophies: differences in priorities, belief in harsh punishment vs
prevention, etc
the downside of discretion
broadly authorized discretion ‘invites’ the potential for abusing it
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o
ex) police accepting bribes in exchange for underreporting, falsification of
evidence
most of the time, discretion is exercise appropriately
can allow certain factors to influence case processing
o
ex) legal factors, such as the nature of the crime and criminal history are the most
salient determinants of criminal sentences
socioeconomic factors affecting the likelihood of being found guilty, sentence length and
severity
the courtroom work group
the ongoing relationships among the courthouse actors
judges, prosecutors, defense attorneys represent separate, independent sponsoring
institutions
o
drawn together by a common task: doing something about a given case
mutual interdependence
o
criminal courthouse is not a single institution, rather a conglomerate of a bunch of
separate ones
lacks a central leadership, no formal hierarchical system of control
o
no single actor can work towards a shared goal on their own
o
ex) assistant prosecutors are judged on how few cases they lose, not how many
they win
shared decision making
o
judges retain legal authority to make major decisions
o
judges still rely on others—bail recommendations from prosecution and defense
attorney
bail recommendations based off a certain judge’s bail setting history
cyclical
o
diffuses responsibility
risk that a decision could turn out to be wrong → not necessarily a high
risk, but one with serious consequences
o
regularity of behavior—product of shared norms regarding behavior and decision
making
o
socialization: the process of ‘breaking in’ new members
newcomers learn from peers, other members of the group
o
normal crimes → group sense of justice
cases are put into a limited number of categories, leading to
generalizations about each type of ‘normal crime’
includes typical manner in which they are committed
→ typical social characteristics of defendants
→ types of victims
o
rewards and sanctions
o
variability in work groups
not really an issue, low turnover rate
policy norms vary
most visible variation is delay—courtroom’s expectations about properly
pacing case dispositions
the problem of delay
case disposition targets not always met
consequences of delay
“justice delayed is justice denied”
reformers and critics argue that case delay undermines the values and guarantees
associated with the legal system
o
delays in courthouse center on defendant, society, citizen
historical view: delay jeopardized defendant’s right to a speedy trial —6th amendment
modern view: delay hampers society’s need for a speedy conviction—harm done to the
prosecution
negatively affects public confidence in the judicial process → discourages seeking
prosecution
assessing the costs of delay
lengthy pretrial incarceration can cause defendants to enter into detrimental plea bargains
caseload pressures can force prosecutors into offering unduly lenient negotiated
agreements
social costs of delay
jail overcrowding, defendants failing to show up in court
law on the books approach to court delay
common response to delay is to supplement resources
o
more judges, clerks, other personnel
o
judicial budgets often cannot accommodate
streamlining procedure
“In
Justice Delayed”
…”The relative size of court caseloads, for example, bore little
relationship to case-processing time.”
court procedure inaccurate in predicting delay
o
ex) courts that emphasized plea bargains took had same rates of delay
speedy-trial laws
some specify precise time standards for each step of the CJS process
o
supplement u.s. constitution provisions, state constitutions (ones that have speedy-
trial guarantees)
o
provisions only apply when the delay is deemed extensive, unnecessary
right to speedy trial is not equivalent to speedy sentencing after conviction
30 days from arrest to indictment
70 days from indictment to trial
excludable time
o
ex) hearings on pretrial motions, competency of defendant
speedy trial statues exist in all states—oriented differently than federal laws
o
state laws are usually centered around the defendant: to protect defendants from
extensive delay
o
federal laws are designed to protect the interests of society: speedy trials are
important regardless of defendant’s interests
limits of speedy-trial laws
not specific → laws surrounding the issue are not based on an analysis of the reasons
behind judicial delay
little to no room for additional resources → no one ensures compliance
o
complying with speedy trial laws in criminal cases can cause civil cases to be
delayed even further
not all cases can fit into mandate time frames
federal speedy-trial law has proven effective, states vary
“Without adequate resources, however, speedy trials are doomed to failure.”
o
budget cuts
law in action approaches are more effective
law in action approach to court delay
law on the books approach is not always effective—ignore the dynamics of courthouse
justice
delay is not related to case volume, but the actor’s choices in how the cases are processed
lawyers, judges, generally satisfied with the existing pace of litigation
o
“Defense attorneys, for example, may seek continuances to avoid harsh judges, to
obtain more time to prepare a defense, or even to pressure the client to pay the
agreed-upon fee.”
o
“Prosecutors may use delay to increase the stakes of plea bargaining or to
postpone weak cases they are likely to lose.”
case scheduling and efforts at coordination
case dispositions require many different people to be present, nearly all of which are
required to attend multiple hearings daily
o
absence/tardiness of a single individual means that the court cannot proceed
judges, administrators, only have limited control over coordinating interagency schedules
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o
although they are often help responsible when something goes wrong
most courthouse actors are required to report to their higher-ups, not all of which are the
administrators
variability in courtroom work groups revisited
some courts are considered hierarchical—clear chain of command among staff
o
processed felony cases significantly faster than other court structures
communal court culture—processed felony cases more slowly than other courts
o
not necessarily good or bad
variations in courtroom work groups reflect “responses to multiple goals as well as
differing ways of managing relations between a diverse set of courthouse actors.”
legal ethics
lawyers generally get a bad reputation → legal professions place considerable emphasis
on legal ethics
an example of applied ethics, ethical principles are applied to specific issues
an example of professional ethics, involves the behavior of a profession
all ethics have a moral component
o
morality is individual, however, and legal ethics “involves the difficult task of
helping lawyers sort out the best option when perhaps no good options exist.”
american legal system is based on the adversarial system (which stresses verbal combat)
o
represents a fight between opposing viewpoints
o
legal ethics ensure a fair fight
emphasis on protecting clients
o
“ensuring that they have competent attorneys to forcefully present their cases.”
seeks to promote public respect for the judiciary
o
lawyers cannot mislead the court, allow witnesses to perjure themselves
american bar association adopts the
Model Rules of Professional Conduct
1983
o
federalism→each state adopts its own code
law students required to take a legal ethics course, separate tests before being admitted to
the bar
legal ethics codes supplemented by statues, precedent
Learning Objectives
1.
LO1 Have a general sense of who works where in the courthouse.
bail bondsmen have
their office outside courthouses. judges, lawyers, clerks, court stenographers, law
clerks, and bailiffs work inside the courtroom. clerks of court and court
administrators work behind the scenes.
2.
LO2 Analyze the importance of assembly-line justice.
the concept of assembly-line
justice stressed the high volume of cases in courthouses and the emphasis on moving
the docket.
3.
LO3 Describe why discretion is found in the criminal courts.
at every key stage of the
criminal court process, humans must apply the law. choices are made on the basis of
legal judgements, policy priorities, and values and attitudes of the actors.
4.
LO4 Identify the principal actors in the courtroom work group.
the courtroom work
group refers to the regular participants, such as judges, prosecutors, and defense
attorneys, who interact on a daily basis.
5.
LO5 Indicate why ethics is important to the American legal system.
legal ethics are
important because they provide necessary boundaries on conflict represented by the
adversary system and also seek to ensure clients that their lawyers are working in
their best interests.
6.
LO6 Contrast differing understandings of why delay is a problem in the courts.
some see
delay as a problem because it works to the disadvantage of the prosecutor, others see
delay as a problem because it jeopardizes the rights of defendants, and still others
see delay as a problem because it reflects a waste of resources.
7.
LO7 Discuss the strengths and weaknesses of speedy-trial laws.
speedy-trial laws reflect
a law on the books approach to problem solving. although these laws have the
advantage of calling attention to delay as a problem, they are limited because they
provide no mechanisms to deal with discretion.
8.
LO8 Explain why law in action approaches to court delay are more effective than law on
the books approaches.
law in action approaches to solving the problem of delay can
prove effective because they focus on coordinating the activities of the key actors in
the courthouse. without such coordination, the local legal culture is unlikely to be
changed.