CHIM305 Module 4
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University of Waterloo *
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Health Science
Date
Jun 14, 2024
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Introduction
Note:
EHR is just one component of health informatics
Connection between EHR and informatics considers: o
Health informatics involves the application of information technology to facilitate the creation and use of health-related data, information, and knowledge
o
Health informatics enables and supports all aspects of safe, efficient, and effective health services for all Canadians (e.g. planning, research, development, organization, provision, evolution of services, etc.)
Informatics Applications:
Situations where technology and information come together
Examples: o
Communication protocols for the secure transmission of healthcare data
o
Electronic patient record systems (regionally, provincially, territorially, or nationally)
o
Evidence-based clinical decision support systems
o
Classification systems using standardized terminology and coding
o
Case management systems (e.g. for community, home, and long-term care)
o
Access and referrals systems for healthcare services
o
Patient monitoring systems (e.g. computer-controlled bedside monitors, patient home-monitoring devices)
o
Digital imaging and image processing systems
o
Telehealth technologies to facilitate and support remote diagnosis and treatment
o
Internet technology for engaging patients in their own care
o
Public health surveillance and protection systems
o
Methodologies and applications for data analysis, management, and mining
o
Clinical information data warehouses and reporting systems
o
Business, financial, support, and logistics systems
The Need for EHR
Overview:
Business case outlines the rationale behind an initiative and/or project o
Includes information about the purpose and need for initiative, resources and efforts required to implements and maintain the project, costs, benefits, risks, and issues o
Addresses the ongoing operation efforts to sustain the project o
Presents multiple options and the positive and negative implications of each option
o
Addresses "opportunity costs" (the lost opportunities that could be pursued if the resources were provided
to an alternative investment)
EHR, whether it's about implementation or upgrade, should include a business case analysis to ensure the desired outcome achieves its purpose and adds value for the organization o
Includes analysis of benefits that are difficult to calculate and measure (e.g. lives saved)
Current Healthcare Situation:
Now faced with many challenges in healthcare that are new or growing in intensity, creating pressures and a sense of urgency to address the issues (currently in envr. of change, new technologies, shifting challenges)
Require a healthcare system that is responsive to these factors, such as: o
Aging population
o
↑ use of diagnostic tests and procedures
o
↑ knowledgeable and demanding public
o
Increasing healthcare costs
o
Shortages of healthcare personnel
o
Lengthy waiting lists
o
High degree of adverse events
Patient Care:
In order for good patient care to be the desired outcome, considerations include: o
What is the underlying assumption beneath all patient care models? (that you're treating the right patient)
o
How do you know you have the right "John Smith"? (requires unique identifier and validation; failure to do so causes errors) o
Do you have all the relevant information for an individual in one easy accessible place?
There are often multiple records for a single individual, even in a single organization or facility
Patient history is not always available (paper records are not available almost 1/3 of the time; current system is fragmented)
Organizations still relying on some paper records (difficult to search, share, lost, or unavailable to the right people at the right time) EHR Benefits:
Source: https://www.ncbi.nlm.nih.gov/pmc/articles/PMC408508/
EHR contributes to improved patient safety by: o
Reducing adverse events
7.5% of hospital admissions experienced an adverse event (approx. 185,000 AEs per year)
37% of those AEs were avoidable o
Reducing drug interactions
o
Reducing medical errors
o
Reducing delays in diagnosis
EHR improves access: o
Improved appointment and scheduling functions
o
Less time on clerical tasks and more time available for clinical care o
With telehealth, care can come to patients in remote areas
Can provide specialist support to general practitioners
Financial savings to patients and system
EHR provides improvements in economic/financial/resource utilization: o
Reduced duplication of tests
Estimates $3.6bil can be saved in radiology over 20yrs
$10.4bil can be saved in lab over 20yrs o
Increased efficiency
Save time pulling charts, finding records, and other clerical duties
Resources can be redirected into other areas such as patient care
Clinical decision support systems that provide suggested care plans
o
Reduction in length of stay due to reduced adverse drug events (ADEs)
EHR contributes to improvements in quality of care: o
More patient-centric
Information follows patient and is available to all providers
o
Support for clinicians at point-of-care
o
Capability of longer viewing history
e.g. archived images in radiology
Can enable decision support tools
EHR Scope:
EHR supports care in the continuum of service, such as deliver in hospitals, primary care physicians, LTC facilities, home care
Minimum Data Set:
EHR enables better reporting and accuracy of socioeconomic or demographic data and improvements in recording and reporting information, such as: o
Financial
o
Patient identification
o
Clinical data
History
Problems
Progress notes
Orders
Services received and ancillary reports
Care plans
o
Discharge summaries
Video: Why EHR?
Source: Why electronic health records?
Systems are not always connected; information collected at different points of care are not easily accessible by every provider (can lead to repeat tests, decreased efficiency)
Retrieving health information instantly saves time and reduces possibility of complications
What is an EHR?
Overview:
Defined as a secure, real-time, point-of-care longitudinal record of patient health information that is generated by one or more encounters in the delivery care setting
Makes data available to HCPs anywhere by connecting with full interoperability on the organization's integrated databases, while protecting patient privacy, confidentiality, and patient's right to have control over the data
EHR also referred to as computerized medical records (CPR), electronic medical records (EMR), and personal health records (PHR) o
Differentiation among these terms refers to volume and access o
EMR includes patient's record in an individual organization (e.g. hospital, physician's office) o
PHR is information that can be accessed and updated by individual patient (e.g. diet, exercise plans, medications, allergies, etc.) in addition to EMR content o
CPR is used interchangeable with EHR
Core Data Set:
Defined as the record of clinical patient encounters and support for other care-related activities that function as the clinician's primary information resource during the provisioning of care
Elements: o
Demographic information
o
Problem list
o
Screenings
o
Continuity of care record content
o
Information on insurance
o
Advanced directives
o
Support functional status
o
Problems
o
Family history
o
Social history
o
Medical alerts
o
Medication allergies
o
Immunizations
o
Vital signs
o
Results
o
Procedures
o
Encounters
o
Plan of care
o
Healthcare providers
o
Referrals
Core Functions of an EHR Incorporate:
Source: https://pubmed.ncbi.nlm.nih.gov/12680044/
Functions: o
Health information and data
o
Results management
o
Order management
o
Decision support
o
Patient support
o
Administrative processes and reporting
o
Reporting on population and health
o
Electronic communication and connectivity
Is There a Business Case for EHR?
Overview:
Costs: o
Requires significant upfront investments for implementation (including training and/or conversions of existing systems) o
Ongoing operating implications for support, maintenance, upgrades, contracts, etc.
Will healthcare organizations save money? o
Yes, sometimes (e.g. automating labs or implementing diagnostic imaging systems can reduce ongoing operating costs in departments for labour, film, processing) o
But there may be corresponding increases in technology costs and ongoing support
Some studies indicate that documenting or placing orders electronically takes more time than working on paper o
While there may be improvements in patient safety, there are additional costs that our healthcare system must be willing to absorb
In order to achieve a full EHR, we need: o
Technology of a standards-driven infrastructure of computers
o
Documentation systems
o
Secure networks
o
Communication protocols o
Ability to link patient data from one organization with all of the other organizations where the patient has received care (done with unique patient identifiers e.g. health card number)
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EHR Foundations:
Unique:
each individual has a unique identifier
; e
ach individual has one and only one identifier
Global:
e
very individual has an identifier
Permanent:
i
dentifiers stay with a person for life
Strategies for Success
Overview:
Factors should be considered and planned for in order to enable success, relevance, and sustainability over the long-term o
Ignoring these factors can result in significant detours and delays
Factors:
o
Changes in patients
o
Changes in providers
o
Changes in medicine
o
Changes in technology
Changes in Patients:
Aging population and living longer: o
People aged 65+ are fastest growing segment of the population o
There will be over 71.5mil folks over 65 in 2030 (more than double in 2000) o
1/3 of the population reached the age of 65 in 2011
o
Patients will be more ethnically diverse o
By 2050, white Caucasian population will shrink from 74% to 53%
o
Hispanic population will double o
Asian population will double
Patients will be more knowledgeable: o
55% of population 25+ will have equivalent of one year of college education o
Consumers will have same access to medical information as their providers and more time to explore it
Patients will expect more and tolerate less: o
Growing needs of baby boomers began to have an impact in 2015
o
Total spending on care will increase, but will hospital share increase, decrease, or remain the same? o
Ethical considerations
o
Increased focused on technology
o
Increased focus on disaster preparedness o
Anticipated growth in LTC and hospice requirements
Major Provider Changes:
Issues impacting success: o
Issues with quality
o
Issues with safety
o
Issues with the workforce
o
Issues with financing
Issues with quality of care: o
Too much care
o
Too little care
o
Wrong kind of care
Changes in Medicine:
Research, best practices, medications o
Developing new medications, modifying existing drugs, conducting research on alternative uses for existing medications
Developing new methods of care delivery
Changes in Technology:
Tools to enable remote care provision (e.g. telemedicine), consideration of and modifications to billing systems, medical record recording, liability must be undertaken
Technology can impact both delivery of care and administrative components
o
e.g. patient is at facility A and receives remote counselling services from facility B
Where is the record stored?
Which facilities is responsible for the record?
Which facility receives credit for the "visit"?
Which facility bears the liability should an error occur?
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How Many Patients are Receiving Recommended Care?
Overview:
High cost of under treatment
o
Only 69% of older adults are vaccinated against pneumonia, which can result in a high number of preventable deaths o
Less than 55% adults in Canada are screened for colorectal cancer, resulting in thousands of preventable
deaths
Which is riskier, and by how much? o
Your chances of dying from an avoidable human error are 10,000x greater in hospital than in an airplane and equivalent to:
20,000 lost articles of mail per hour
Unsafe drinking water for almost 15min each day
5000 incorrect surgical operations per week
2 short or long landings at most major airports each day
200,000 wrong drug prescriptions each year o
There is much greater chance of an error in a hospital than we should expect
Issues with the Workforce:
Changes in roles: o
Excess number of specialists may force new roles:
Clinical investigators
Chronic disease management roles o
Hospitalists predicted to care for most non-surgical inpatients
o
More doctors moving into management
Challenges in practitioner supply and composition:
o
Rural areas will continue to have problems attracting doctors
o
Lack of diversity in practitioners will continue
Demand for nursing: o
Staffing requirements projected to increase 30% in nursing homes, 44% in community health settings o
Currently encountering a growing shortage of a half-million RNs
Pause and Reflect:
Think about Canada's current situation... o
Are we prepared for these significant changes?
o
Are we investing in the right areas to ensure we can respond to change?
o
Are we continuing to automate manual processes, change administrative structures, and invest in areas that will not fully prepare us for the chances yet to come?
The Healthcare Opportunity
Overview:
Most AEs occur during transitions in care (e.g. transfers from one organization or facility to another, transfers from
one department to another, etc.) o
Related to the way we transfer information between these transitions and electronic records can address these challenges
4 major factors (changes in patients, providers, medicine, technology) can be seen as opportunities if technology is part of the solution
Advances in imaging: o
Energy sources
o
More focused, less tissue damage
o
Advances in better image detection
o
Finer detail, better contrast
o
Improved analysis of images
o
Display technology improving
o
Minimally invasive surgery
o
Genetic mapping and testing
o
Gene therapy
o
Vaccines
o
Artificial blood
Changes with the internet: o
Thousands of health-related websites
o
Telemedicine will grow 40% annually
o
eHealth presents an amazing economic opportunity but requires heavy investment in technology and support
Healthcare Information and Management Systems Society (HIMSS) Analytics
EMR Adoption Model:
Source: https://www.himss.org/what-we-do-solutions/maturity-models-emram
HIMSS analytics has created an EMR adoption model that identifies levels of EMR capabilities ranging from limited ancillary department systems through a paperless EMR environment o
Developed a methodology and algorithms to automatically score >5000 US and approx. 700 Canadian hospitals in their database relative to their IT-enabled clinical transformation status, to provide peer comparisons for hospital organizations as they strategize their path to a complete EMR and participation in an EHR
EMRAM in Action:
Supporting gaps in EMR usage (model measures maturity of EMR workflows using global benchmarks to help identify problem-areas)
Proven roadmap for digital transformation
Improving data access and patient outcomes (EMRAM helps unify and safely share data from multiple sources)
Eliminating grunt work (helps automate repetitive clinical and admin tasks and integrate global best practices into existing EMR workflows)
Roadmap Overview
Stage 0:
Organization has not installed all of the 3 key
ancillary department systems (laboratory,
pharmacy, radiology)
Stage 1:
All 3 major ancillary clinical systems are
installed (e.g. laboratory, pharmacy,
radiology)
Stage 2:
Major ancillary clinical systems feed data to a
clinical data repository (CDR) that provides
physician access for reviewing all orders and
results
CDR contains a controlled medical
vocabulary and clinical decision support/rules
engine (CDS) for rudimentary conflict
checking o
Information from document imaging
systems may be linked to the CDR at
this stage
Hospital may be health information exchange
(HIE) capable at this stage and can share
whatever information it has in the CDR with
other patient care stakeholders
Stage 3:
Nursing/clinical documentation (e.g. vital
signs, flow sheets, nursing notes, eMAR) is
required, implemented, and integrated with
the CDR for at least one inpatient service in
the hospital o
Care plan charting is scored with
extra points o
Electronic medical administration
record is implemented
First level of CDS is implemented to conduct error checking with order entry (e.g. drug/drug, drug/food, drug/lab conflict checking normally found in the pharmacy information system)
Medical image access from picture archive and communication systems (PACS) is available for access by physicians outside the radiology department via the organization's intranet
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Stage 4:
50% of all medical orders are placed using computerized practitioner order entry (CPOE) by any clinician licensed
to create orders
CPOE is supported by a clinical decision support (CDS) rules engine for rudimentary conflict checking, and orders
are added to the nursing and CDR environment
CPOE is in use in the ED but not counted in the 50% rule
Nursing/allied health professional documentation has reached 90% (excluding the ED)
Where publicly available, clinicians have access to a national or regional patient database to support decision making (e.g. medications, images, immunizations, lab results, etc.)
During EMR down times, clinicians have access to patient allergies, problem/diagnosis list, medications, and lab results
Network intrusion detection system is in place to detect possible network intrusions
Nurses are supported by a second level of CDS capabilities related to evidence-based medicine protocols (e.g. risk assessment scores trigger recommended nursing tasks)
Stage 5:
Full physician documentation (e.g. progress notes, consult notes, discharge summaries, problem/diagnosis list, etc.) with structured templates and discrete data is implemented for at least 50% of the hospital
Capability must be in use in the ED, but the ED is excluded from the 50% rule
Hospitals can track and report on the timeliness of nurse order/task completion
Intrusion prevention system is in use to not only detect possible intrusions but also prevent intrusions
Hospital-owned portable devices are recognized and properly authorized to operate on the network and can be wiped remotely if lost or stolen
Stage 6:
Technology is used to achieve a closed-loop process for administering medications, blood products, and human milk, and for blood specimen collection and tracking
Closed-loop procedures are fully implemented in 50% of the hospital
Capability must be in use in the ED, but the ED is excluded from 50% rule
The eMAR and technology in use are implemented and integrated with CPOE, pharmacy, and laboratory systems
to maximize safe point-of-care processes and results
A more advanced level of CDS provides for the "five rights" of medication administration and other "rights" for blood product and human milk administrations and blood specimen processing
o
Example of more advanced level of CDS provides guidance triggered by physician documentation related
to protocols and outcomes in the form of variance and compliance alerts (e.g. VTE risk assessment triggers the appropriate VTE protocol recommendation)
Mobile/portable device security policy and practices are applied to user-owned devices
Hospital conducts annual security risk assessments and report is provided to a governing authority for action
Stage 7:
Hospital no longer uses paper charts to deliver and manage patient care and has a mixture of discrete data, document images, and medical images within its EMR environment
Data warehousing is being used to analyze patterns of clinical data to improve quality of care, patient safety, and care delivery efficiency
Clinical information can be readily shared via standardized electronic transactions (e.g. CCD) with all entities that are authorized to treat the patient or a health information exchange (e.g. other non-associated hospitals, outpatients clinics, sub-acute environments, employers, payers, and patients in a data-sharing environment)
Hospital demonstrates summary data continually for all hospital services (e.g. inpatient, outpatient, ED, and with any owned or managed outpatient clinics)
Physician documentation and CPOE has reached 90% (excluding the ED) and the closed-loop processes have reached 95% (excluding the ED)
EMR Adoption Model – Canada:
Several Canadian hospitals have achieved significant advancement in adopting best practices around EHR
Model provides a roadmap of the areas of focus and the desired outcomes
Model illustrates a building block approach for investments, priorities, and improvements
The Hospital of the Future
It's Not Always a Place:
It encourages patient involvement and empowerment
It includes smart buildings, smart rooms, smart beds, smart devices, and smart agents
It’s paperless (or paper-lite)
It supports automated workflow management
It provides decision support that is transparent but pervasive
It’s integrated with teaching, research, and health management
It supports collaboration
It promotes virtual co-location
It facilitates bi-directional continuous learning.
It filters information to make it meaningful
It knows who I am and where I am!
Included Technology:
Image and data integration, coupled with decision support
Minimally (or non-) invasive surgical intervention
Micro- and nano-machines
Advanced biomedical devices
Robotics for supply management, medication distribution, monitoring, and surgery
Genomics, integrated within the patient care experience
Multi-modal interactive devices (televisions, monitors, video phones)
Wireless communications, pervasive and ubiquitous
Informatics and evidence to support real-time decision support
Voice recognition and speech recognition
Biometric identification
Wearable devices
Ingestible, implantable, and injectable agents
Challenges:
The unknown o
It's not invented yet
o
Technological pace of change and how to stay current with changes
The cost o
Unaffordable unless we achieve a demonstrated return on investment
Some benefits are difficult to measure in a traditional way o
The amount of information can be overwhelming
Safety concerts o
Too complex and must be made simpler
Workplace planning
o
It's a crisis and will require new care delivery models
Productivity
o
It's critical and will require cultural changes
Patient satisfaction
o
It's consumerism at its best and will require focus
Security
o
It's a real risk and must be managed
Standardization
o
It's essential and departments must participate in the process Challenges for Clinicians:
Reduced time with patients
More complex interventions
More informed patients
Increasing expectations
Workforce shortages
Overwhelming information
Complexity in the environment
(Very) broken workflows and processes
Technology is Risky Business:
The product will not perform as designed
The vendor isn’t your partner
The design was probably wrong in the first place
It will not simplify; it will simply complicate
The users won’t be ready
The change is far greater than imagined
It’s obsolete before it’s implemented
A transformation is required!
Source: https://archive.hshsl.umaryland.edu/bitstream/handle/10713/3971/Reel,%20Stephanie.pdf?sequence=12
Key Points:
It's important not to just automate a manual process but to focus on workflow, improvements, and desired outcomes
Why Transformation Efforts Fail:
Source: John Kotter
Reasons: o
No sense of urgency
o
No powerful guiding coalition
o
No clear vision
o
Under-communication of the vision
o
Inability (unwillingness) to remove obstacles or to empower others to do so
o
No plans for (or creation of) short-term wins
o
Premature declaration of victory
o
No ability to “anchor” the changes into the culture!
So What Can Be Done?
Quote: Competitive strategy is about being different. It means deliberately choosing a different set of activities to deliver a unique mix of value.
Actions: o
Envision the future – create the vision and sense of urgency
"The best way to predict the future is to invent it" o
Explore the possibilities – create a guiding coalition o
Empower the patient – remove obstacles
o
Enable the provider – communicate the vision
o
Embrace technology – consolidate improvements and celebrate success
o
Enhance the process – institutionalize new approaches
o
Achieving excellence is the goal
Envision the Future:
Create a sense of urgency
Build great systems
Create learning environments
Align incentives
Evaluate costs/benefits
Challenge the status quo
Create a Culture of Creativity
Build in privacy functions
Map workflows
Focus on improvements
Explore the Possibilities:
Stretch the boundaries
Take calculated risks
Avoid negativity
Create a guiding coalition
Don’t assume/speculate
Don’t excuse the chaos
Solve the mysteries; simplify the puzzles
Create a Culture of Exploration
Empower the Patient:
Educate the patient
Create partnerships
Provide evidence
Challenge assumptions
Create a Culture of Trust
Enable the Provider:
Support learning environments
Define expectations; remove barriers
Align incentives
Own the outcome
Provide simulation opportunities
Create a Culture of Collaboration
Embrace Technology:
Leverage investments
Pilot solutions
Promote good ideas
Reward innovation
Consolidate improvements
Celebrate success
Partner with colleagues/vendors
Create a Culture of Excitement
Enhance the Process:
Create a sense of urgency
Forget the past
Learn from other industries
Forgive mistakes
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Institutionalize new approaches
Create a Culture of Change
Privacy and the EHR
Article:
Source: https://www.massdevice.com/report-your-medical-records-probably-arent-secure/
Provides one view: privacy risk
“Most health organizations aren’t ready to protect patient data … according to a PricewaterhouseCoopers report. As new uses for digital patient information grow…Old privacy and security controls aren’t thorough enough to comply with existing privacy laws and patient consent agreements, according to the report, which recommends that organizations adopt a more integrated approach to protecting patient privacy.”
QUESTION: What is the main reason, according to the excerpts, why medical records are not well protected?
Patient privacy is not considered important
Privacy controls have not been updated to consider how electronic information is handled
Patient care takes precedence over patient confidentiality
Privacy laws do not address medical records
“Lack of awareness or training fuels now-commonplace security and privacy breaches from internal sources. Anything from mishandling paper documents, talking in the elevator or commenting on social media channels can inadvertently affect patient confidentiality.”
QUESTION:
First responder shares patient info with staff in emergency room = no privacy breach
Institution says on social media they are receiving victims from highway crash = no privacy breach
Staff first to post name of crash victim on personal social media = potential privacy breach
Nurse shares patient status, using name and room number, around other patients = potential privacy breach
“PwC also found that more than half of the organizations surveyed hadn’t addressed privacy and security issues associated with mobile devices and social media. More than half of healthcare organizations allow access to sites like Facebook while at work; less than half have a policy covering the use of social media outside of work, according to the report.”
QUESTION:
Policies, in general, do not... address the use of social media outside work
Improper use of mobile devices can... create privacy issues
A large number of organizations... allow personal access to social media