EBK FOUNDATIONS OF FINANCIAL MANAGEMENT
17th Edition
ISBN: 9781260464900
Author: BLOCK
Publisher: MCGRAW-HILL LEARNING SOLN.(CC)
expand_more
expand_more
format_list_bulleted
Question
Chapter 14, Problem 12DQ
Summary Introduction
To explain: The main purpose of the Securities Act of 1933.
Introduction:
Securities Act of 1933:
This was the first federal law passed to safeguard the investors after the stock market crash of 1929. Its objective is to assist the investors in making the right selection based on genuine information.
Expert Solution & Answer
Want to see the full answer?
Check out a sample textbook solutionStudents have asked these similar questions
32 Which of the following is NOT regulated by Securities Commission (SC)?
Select one:
Bond market
Equity market
Derivatives market
Money market
Discuss the objectives of the Securities Act of 1933 and the Securities Exchange Act of 1934. How are these objectives accomplished?
What are some SEC regulations regarding sales of new securities?
Chapter 14 Solutions
EBK FOUNDATIONS OF FINANCIAL MANAGEMENT
Ch. 14 - Prob. 1DQCh. 14 - Prob. 2DQCh. 14 - Prob. 3DQCh. 14 - What is a key tax characteristic associated with...Ch. 14 - What are three forms of corporate securities...Ch. 14 - Prob. 6DQCh. 14 - Prob. 7DQCh. 14 - What are electronic communication networks (ECNs)?...Ch. 14 - Why is secondary trading in the security markets...Ch. 14 - How would you define efficient security markets?...
Knowledge Booster
Similar questions
- 36 - Which of the following is not within the scope of Securities?A) BondsB) Financing bonds C) StocksD) Treasury BillsE) Checks receivedarrow_forwardWhich of the following does NOT issue securities? A GNMA B FRB C FHLB D FFCBarrow_forwardWhich are the Federal and State Securities Authorities?arrow_forward
- Why are U.S. government securities viewed differently from state and local government securities in terms of default risk?arrow_forwardThe purpose of the Securities Act of 1933 is to regulate a security's investment price. True Falsearrow_forwardDescribe the purpose(s) of various federal securities laws.arrow_forward
- 15- Under which of the following markets short term government securities are traded? a. Bond Market b. Money Market c. Stock Market d. Capital Marketarrow_forwardWhat are some of the exempt securities in investor protection and why do we need these securities put in place?arrow_forwardWhat are treasury inflation-protected securities (TIPS)?arrow_forward
- Ef 103.arrow_forwardName two reasons that requiring more disclosure in the securities market is helpful.arrow_forwardWhich Federal Law established that all newly issued security offerings traded on national exchanges need to provide a prospectus to investors? O Securities Act of 1933 O Securities Act of 1934 O Maloney Act of 1938 O Investment Company Act of 1940arrow_forward
arrow_back_ios
SEE MORE QUESTIONS
arrow_forward_ios
Recommended textbooks for you
- Intermediate Financial Management (MindTap Course...FinanceISBN:9781337395083Author:Eugene F. Brigham, Phillip R. DavesPublisher:Cengage LearningAuditing: A Risk Based-Approach (MindTap Course L...AccountingISBN:9781337619455Author:Karla M Johnstone, Audrey A. Gramling, Larry E. RittenbergPublisher:Cengage Learning
- Corporate Financial AccountingAccountingISBN:9781305653535Author:Carl Warren, James M. Reeve, Jonathan DuchacPublisher:Cengage LearningEBK CONTEMPORARY FINANCIAL MANAGEMENTFinanceISBN:9781337514835Author:MOYERPublisher:CENGAGE LEARNING - CONSIGNMENTAuditing: A Risk Based-Approach to Conducting a Q...AccountingISBN:9781305080577Author:Karla M Johnstone, Audrey A. Gramling, Larry E. RittenbergPublisher:South-Western College Pub
Intermediate Financial Management (MindTap Course...
Finance
ISBN:9781337395083
Author:Eugene F. Brigham, Phillip R. Daves
Publisher:Cengage Learning
Auditing: A Risk Based-Approach (MindTap Course L...
Accounting
ISBN:9781337619455
Author:Karla M Johnstone, Audrey A. Gramling, Larry E. Rittenberg
Publisher:Cengage Learning
Corporate Financial Accounting
Accounting
ISBN:9781305653535
Author:Carl Warren, James M. Reeve, Jonathan Duchac
Publisher:Cengage Learning
EBK CONTEMPORARY FINANCIAL MANAGEMENT
Finance
ISBN:9781337514835
Author:MOYER
Publisher:CENGAGE LEARNING - CONSIGNMENT
Auditing: A Risk Based-Approach to Conducting a Q...
Accounting
ISBN:9781305080577
Author:Karla M Johnstone, Audrey A. Gramling, Larry E. Rittenberg
Publisher:South-Western College Pub