Which of the following is one of the elements of liability under Section 10(b) of the Securities Exchange Act of 1934? Oral communication of a deceptive statement Failure to certify a financial document Use of the mail or facilities of interstate commerce Falsification of a registration statement
Which of the following is one of the elements of liability under Section 10(b) of the Securities Exchange Act of 1934? Oral communication of a deceptive statement Failure to certify a financial document Use of the mail or facilities of interstate commerce Falsification of a registration statement
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Transcribed Image Text:Which of the following is one of the elements of liability under Section
10(b) of the Securities Exchange Act of 1934?
Oral communication of a deceptive statement
Failure to certify a financial document
Use of the mail or facilities of interstate commerce
Falsification of a registration statement
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