what allows companies to issue up to $5mm of securities in any single offering without registration, restrics purchasers only to accredited investors, no disclosure requirment, and no soliciation allowed. A) rule 501 of regulation D B) Small business investment incentive act of 1980 section 4(6) C) SEC rule 144A D) section 3(a)(11) of SEC act of 1933 E) None of the above

what allows companies to issue up to $5mm of securities in any single offering without registration, restrics purchasers only to accredited investors, no disclosure requirment, and no soliciation allowed. A) rule 501 of regulation D B) Small business investment incentive act of 1980 section 4(6) C) SEC rule 144A D) section 3(a)(11) of SEC act of 1933 E) None of the above

Intermediate Financial Management (MindTap Course List)

13th Edition

ISBN:9781337395083

Author:Eugene F. Brigham, Phillip R. Daves

Publisher:Eugene F. Brigham, Phillip R. Daves

Chapter18: Initial Public Offerings, Investment Banking, And Capital Formation

Section: Chapter Questions

Problem 3Q

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Question

A) rule 501 of regulation D

B) Small business investment incentive act of 1980 section 4(6)

C) SEC rule 144A

D) section 3(a)(11) of SEC act of 1933

E) None of the above

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