Rule 10b-5 of the Securities Exchange Act of 1934 does which of the following? Multiple Choice O O It requires that a firm's private offerings may not exceed $5 million. It regulates the issuance of securities. It prohibits fraud associated with the purchase or sale of all securities. It requires that any issuer of securities must file a prospectus with the SEC.
Rule 10b-5 of the Securities Exchange Act of 1934 does which of the following? Multiple Choice O O It requires that a firm's private offerings may not exceed $5 million. It regulates the issuance of securities. It prohibits fraud associated with the purchase or sale of all securities. It requires that any issuer of securities must file a prospectus with the SEC.
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Transcribed Image Text:Rule 10b-5 of the Securities Exchange Act of 1934 does which of the following?
Multiple Choice
O
O
It requires that a firm's private offerings may not exceed $5 million.
It regulates the issuance of securities.
It prohibits fraud associated with the purchase or sale of all securities.
It requires that any issuer of securities must file a prospectus with the SEC.
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