Fact Finding of requirements on Financial advisory service registration in Australia Assuming after graduation you would like to work as a financial adviser. Go to the website of Australian Securities and Investment Commission, do a fact finding and present an analysis of financial advisor registration to identify whether you are qualified and what steps should be taken to be a financial adviser in Australia. The following questions should be addressed: (1) What is the ASIC’s Financial advisers register? (2) Who should be on the Register, who are not on the Register and who updates the register? (3) What information should be on the Register? (4) What are the relevant financial products for a financial advisor? (5) What are the professional standards applied for a financial advisor.
Fact Finding of requirements on Financial advisory service registration in Australia
Assuming after graduation you would like to work as a financial adviser. Go to the website of
Australian Securities and Investment Commission, do a fact finding and present an analysis
of financial advisor registration to identify whether you are qualified and what steps should
be taken to be a financial adviser in Australia. The following questions should be addressed:
(1) What is the ASIC’s Financial advisers register?
(2) Who should be on the Register, who are not on the Register and who updates the
register?
(3) What information should be on the Register?
(4) What are the relevant financial products for a financial advisor?
(5) What are the professional standards applied for a financial advisor.
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