Explain the role of regulators in monitoring and enforcing ALM policies and limits. Describe how they use ALM information to assess the safety and soundness of financial institutions.
Explain the role of regulators in monitoring and enforcing ALM policies and limits. Describe how they use ALM information to assess the safety and soundness of financial institutions.
Auditing: A Risk Based-Approach (MindTap Course List)
11th Edition
ISBN:9781337619455
Author:Karla M Johnstone, Audrey A. Gramling, Larry E. Rittenberg
Publisher:Karla M Johnstone, Audrey A. Gramling, Larry E. Rittenberg
Chapter3: Internal Control Over Financial Reporting: Responsibilities Of Management And The External Auditor
Section: Chapter Questions
Problem 1CYBK
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Explain the role of regulators in monitoring and enforcing ALM policies and limits. Describe how they use ALM information to assess the safety and soundness of financial institutions.
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