after gathering information about a clients risk tolerance and having knowledge of the client’s financial situation and personal characteristics, what is the ethical obligation of the financial advisor relative to steering the client to a particular portfolio? How does the financial advisor  deal ethically with the propensity of clients to gamble in the markets ?

What is forecasting risk? Why is it a concern for the financial manager?  

Evaluate a business risk using insurance as a risk management tool. Then, discuss the main components of an investment analysis report and how risk management fits into it.

is there  an ethical issue that must be considered between the financial advisor and the client in regard to a knowledge gap?

Professional financial planners should   Multiple Choice A inform the client about the outcome of the plan. B assess their client's risk-and-return requirements on a one-time basis, explain the investment plan to the client, and inform the client about the outcome of the plan. C explain the investment plan to the client. D assess their client's risk-and-return requirements on a one-time basis. E explain the investment plan to the client and inform the client about the outcome of the plan.

In what way can Compensation and bonus policies significantly impact an Investment Advisor's ethical decision-making?.

To what extent would market timing be an effective strategy for a financial manager regarding high-income investors? Retirees? Please explain and ensure to add references and citations.

As an investor, based on your goals and investment objectives you create an investment plan. You choose your stockbroker that suits your needs, but when it is time to actually buy or sell securities in the securities market, it is important to understand how your transactions will be executed. Based on your expectations regarding a specific transaction you have the option to select from three different order types: market order, limit order, or a stop-loss order. Cho is an experienced investor who enjoys researching and investing in individual stocks that appear promising. On August 12 she is reviewing the trading information for a new smart-phone company MobileRover, presented in the following table.   Stock Information for MobileRover     Trade Time: 12:21 PM EDT Last Trade: 263.88 Open: 256.69 Prev Close: 255.00 Day’s Range: 253.98–267.49 Change: +8.88 (0.03)   She would like to buy 100 shares of stock at some point during the day if the price falls…

Describe some of the motives and mistakes made by the investors?

Risk Management in Accounting: ABC Insurance Company is evaluating its financial risks. Discuss the identification and assessment of financial risks in the insurance industry. Propose risk mitigation strategies and explain the role of internal control systems in managing risks. How can risk management contribute to the stability of an insurance company? Objective Type Question: What is the primary purpose of risk mitigation strategies in accounting? a) To eliminate all risks b) To transfer risks to external parties c) To reduce the impact or likelihood of risks d) To ignore potential risks