of 10 Recording Chat Whiteboard 496-840-616 Flag for Review Each year, the ABBA Canadian Equity Fund files a tax return and pays taxes on its investment income. It then flows the income through to investors. How is the ABBA Canadian Equity Fund set up? 000 mutual fund trust mutual fund capital O mutual fund partnership O mutual fund corporation aard Elag for Which of the following Dealing Representatives has fulfilled their "Know Your Product" obligation? O Godfried opens an account for his new client, Nadia. When the investments from her previous dealer are transferred in, Godfried sells the investments. Nadia becomes very upset when she is charged $4,329 in redemption fees that neither she nor Godfried expected. ○ Otev meets with his client, Saeed. Saeed's brother invested in the Navigator Eastern Asia Fund and it provided great returns. When Saeed asks Otev if the Navigator Fund or something similar is available through his firm, Otev doesn't know and doesn't look it up. O Rehan reviews the features of the Hedge Fund that her client Georgi wants to buy When Rehan explains the product to Georgi, she tells him that the Hedge Fund has a lock-up period and he will not be able to redeem the fund if he needs the money. O Tevy recommends the firm's in-house Principal Protected Note (PPN) to her client Mei. Since Mei is seeking safety and liquidity, Tevy determines that the PPN is a good product for her because it's on the firm's list and the principal is guaranteed.
of 10 Recording Chat Whiteboard 496-840-616 Flag for Review Each year, the ABBA Canadian Equity Fund files a tax return and pays taxes on its investment income. It then flows the income through to investors. How is the ABBA Canadian Equity Fund set up? 000 mutual fund trust mutual fund capital O mutual fund partnership O mutual fund corporation aard Elag for Which of the following Dealing Representatives has fulfilled their "Know Your Product" obligation? O Godfried opens an account for his new client, Nadia. When the investments from her previous dealer are transferred in, Godfried sells the investments. Nadia becomes very upset when she is charged $4,329 in redemption fees that neither she nor Godfried expected. ○ Otev meets with his client, Saeed. Saeed's brother invested in the Navigator Eastern Asia Fund and it provided great returns. When Saeed asks Otev if the Navigator Fund or something similar is available through his firm, Otev doesn't know and doesn't look it up. O Rehan reviews the features of the Hedge Fund that her client Georgi wants to buy When Rehan explains the product to Georgi, she tells him that the Hedge Fund has a lock-up period and he will not be able to redeem the fund if he needs the money. O Tevy recommends the firm's in-house Principal Protected Note (PPN) to her client Mei. Since Mei is seeking safety and liquidity, Tevy determines that the PPN is a good product for her because it's on the firm's list and the principal is guaranteed.
Chapter1: Making Economics Decisions
Section: Chapter Questions
Problem 1QTC
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Question
PLS HELP ASAP ON BOTH
Transcribed Image Text:of 10
Recording
Chat
Whiteboard
496-840-616
Flag for Review
Each year, the ABBA Canadian Equity Fund files a tax return and pays taxes on its investment income. It then flows the income through
to investors. How is the ABBA Canadian Equity Fund set up?
000
mutual fund trust
mutual fund capital
O mutual fund partnership
O mutual fund corporation
Transcribed Image Text:aard
Elag for
Which of the following Dealing Representatives has fulfilled their "Know Your Product" obligation?
O Godfried opens an account for his new client, Nadia. When the investments from her previous dealer are transferred in, Godfried
sells the investments. Nadia becomes very upset when she is charged $4,329 in redemption fees that neither she nor Godfried
expected.
○ Otev meets with his client, Saeed. Saeed's brother invested in the Navigator Eastern Asia Fund and it provided great returns.
When Saeed asks Otev if the Navigator Fund or something similar is available through his firm, Otev doesn't know and doesn't
look it up.
O Rehan reviews the features of the Hedge Fund that her client Georgi wants to buy When Rehan explains the product to Georgi,
she tells him that the Hedge Fund has a lock-up period and he will not be able to redeem the fund if he needs the money.
O Tevy recommends the firm's in-house Principal Protected Note (PPN) to her client Mei. Since Mei is seeking safety and liquidity,
Tevy determines that the PPN is a good product for her because it's on the firm's list and the principal is guaranteed.
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