4. (a) State clearly the lower bound proved for the worst-case number of key- comparisons for any comparison-based sorting algorithm. 4 (b) For n = 4, use the above result to determine the lower bound (exact number) for the worst-case number of key-comparisons. 4 (c) Show how Mergesort is used to sort n = 4 elements. Show the merge-tree and compute the worst-case number of key-comparisons. How does your result compare with the above lower bound?

Database System Concepts
7th Edition
ISBN:9780078022159
Author:Abraham Silberschatz Professor, Henry F. Korth, S. Sudarshan
Publisher:Abraham Silberschatz Professor, Henry F. Korth, S. Sudarshan
Chapter1: Introduction
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4. Consider sorting \( n = 6 \) real-valued keys. Compute the worst-case number of key comparisons (exact number, not order) for each of the following cases. Show the work.

(a) **Insertion Sort**

- Sequence: \( O\ O\ O\ O\ O\ O \)
- Comparisons: \( 1\ 2\ 3\ 4\ 5 \)
- Total: \( 1 + 2 + 3 + 4 + 5 = 15 \)

(b) **Mergesort** (Assume recursive implementation of mergesort.) Show the merge tree. Show the number of comparisons for each merge and compute the total.

- Merge Tree:
  - First level: Two pairs of \( O\ O \)
  - Second level: Merges of each pair resulting in two nodes
  - Final merge to complete the sort
- Comparisons: \( 1 + 1 + 2 + 2 + 5 \)
- Total: \( 11 \)

(c) **Theoretical Lower Bound**

- What is the theoretical lower bound on the worst-case number of comparisons? (Give the exact worst-case number.)
- Calculation: 
  \[
  \lceil \log_2(6!) \rceil = \lceil \log_2(6 \cdot 5 \cdot 4 \cdot 3 \cdot 2) \rceil
  \]
  \[
  = \lceil \log_2(720) \rceil = 10
  \]
- Explanation: 
  \[
  2^9 < 720 < 2^{10} \Rightarrow 2^9 = 512,\, 2^{10} = 1024
  \]
- Comparison with upper bounds indicates:
  - Insertion Sort: 15
  - Mergesort: 11

**Conclusion:**
- The theoretical lower bound of 10 comparisons is less than both the insertion sort and mergesort worst-case scenarios.
- Mergesort is closer to the lower bound than insertion sort.
Transcribed Image Text:4. Consider sorting \( n = 6 \) real-valued keys. Compute the worst-case number of key comparisons (exact number, not order) for each of the following cases. Show the work. (a) **Insertion Sort** - Sequence: \( O\ O\ O\ O\ O\ O \) - Comparisons: \( 1\ 2\ 3\ 4\ 5 \) - Total: \( 1 + 2 + 3 + 4 + 5 = 15 \) (b) **Mergesort** (Assume recursive implementation of mergesort.) Show the merge tree. Show the number of comparisons for each merge and compute the total. - Merge Tree: - First level: Two pairs of \( O\ O \) - Second level: Merges of each pair resulting in two nodes - Final merge to complete the sort - Comparisons: \( 1 + 1 + 2 + 2 + 5 \) - Total: \( 11 \) (c) **Theoretical Lower Bound** - What is the theoretical lower bound on the worst-case number of comparisons? (Give the exact worst-case number.) - Calculation: \[ \lceil \log_2(6!) \rceil = \lceil \log_2(6 \cdot 5 \cdot 4 \cdot 3 \cdot 2) \rceil \] \[ = \lceil \log_2(720) \rceil = 10 \] - Explanation: \[ 2^9 < 720 < 2^{10} \Rightarrow 2^9 = 512,\, 2^{10} = 1024 \] - Comparison with upper bounds indicates: - Insertion Sort: 15 - Mergesort: 11 **Conclusion:** - The theoretical lower bound of 10 comparisons is less than both the insertion sort and mergesort worst-case scenarios. - Mergesort is closer to the lower bound than insertion sort.
### Educational Content on Comparison-Based Sorting Algorithms

#### Problem 4: Understanding Lower Bounds and Mergesort

**4 (a) Lower Bound for Sorting Algorithms**  
State clearly the lower bound proved for the worst-case number of key comparisons for any comparison-based sorting algorithm.

**4 (b) Specific Case for \( n = 4 \)**  
For \( n = 4 \), use the above result to determine the lower bound (exact number) for the worst-case number of key comparisons.

**4 (c) Mergesort Example for \( n = 4 \)**  
Show how Mergesort is used to sort \( n = 4 \) elements. Illustrate the merge-tree and compute the worst-case number of key comparisons. How does your result compare with the above lower bound?

---

### Detailed Explanation

#### Lower Bound Concept
- **Definition:** In comparison-based sorting algorithms, the lower bound is the minimum number of comparisons necessary to sort the input in the worst-case scenario.
- **Theoretical Lower Bound:** The proven lower bound for these algorithms is \( \Omega(n \log n) \).

#### Applying the Lower Bound for \( n = 4 \)
- **Calculation:** For four elements (\( n = 4 \)), calculate the actual lower bound number of key comparisons.

#### Mergesort with \( n = 4 \)
1. **Step-by-Step Mergesort Process:**
   - Split the list into smaller lists until each one contains a single element.
   - Recursively merge lists by comparing the smallest elements of each.

2. **Merge-Tree Visualization:**
   - Draw and explain a tree diagram that visually represents the merging process at each step.

3. **Comparison Calculation:**
   - Compute the exact number of key comparisons performed during the sorting process.
   - Compare the calculation with the theoretical lower bound to assess efficiency.
Transcribed Image Text:### Educational Content on Comparison-Based Sorting Algorithms #### Problem 4: Understanding Lower Bounds and Mergesort **4 (a) Lower Bound for Sorting Algorithms** State clearly the lower bound proved for the worst-case number of key comparisons for any comparison-based sorting algorithm. **4 (b) Specific Case for \( n = 4 \)** For \( n = 4 \), use the above result to determine the lower bound (exact number) for the worst-case number of key comparisons. **4 (c) Mergesort Example for \( n = 4 \)** Show how Mergesort is used to sort \( n = 4 \) elements. Illustrate the merge-tree and compute the worst-case number of key comparisons. How does your result compare with the above lower bound? --- ### Detailed Explanation #### Lower Bound Concept - **Definition:** In comparison-based sorting algorithms, the lower bound is the minimum number of comparisons necessary to sort the input in the worst-case scenario. - **Theoretical Lower Bound:** The proven lower bound for these algorithms is \( \Omega(n \log n) \). #### Applying the Lower Bound for \( n = 4 \) - **Calculation:** For four elements (\( n = 4 \)), calculate the actual lower bound number of key comparisons. #### Mergesort with \( n = 4 \) 1. **Step-by-Step Mergesort Process:** - Split the list into smaller lists until each one contains a single element. - Recursively merge lists by comparing the smallest elements of each. 2. **Merge-Tree Visualization:** - Draw and explain a tree diagram that visually represents the merging process at each step. 3. **Comparison Calculation:** - Compute the exact number of key comparisons performed during the sorting process. - Compare the calculation with the theoretical lower bound to assess efficiency.
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