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Graham v. Connor, 490 U.S. 386 (1989)
Argued:
February 21, 1989
Decided:
May 15, 1989
Granted:
October 3, 1988
Annotation
PRIMARY HOLDING
A claim of excessive force by law enforcement during an arrest, stop, or other seizure of an individual is
subject to the objective reasonableness standard of the Fourth Amendment, rather than a substantive
due process standard under the Fourteenth Amendment. In other words, the facts and circumstances
related to the use of force should drive the analysis, rather than any improper intent or motivation by
the officer who used force.
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Syllabus
U.S. Supreme Court
Graham v. Connor, 490 U.S. 386 (1989)
Graham v. Connor
No. 87-6571
Argued February 21, 1989
Decided May 15, 1989
490 U.S. 386
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Opinions
Opinions & Dissents
U.S. Supreme Court
Graham v. Connor, 490 U.S. 386 (1989)
Graham v. Connor
No. 87-6571
Argued February 21, 1989
Decided May 15, 1989
490 U.S. 386
CERTIORARI TO THE UDNITED STATES COURT OF APPEALS FOR
THE FOURTH CIRCUIT
Syllabus
Petitioner Graham, a diabetic, asked his friend, Berry, to drive him to a convenience store to purchase
orange juice to counteract the onset of an insulin reaction. Upon entering the store and seeing the
number of people ahead of him, Graham hurried out and asked Berry to drive him to a friend's house
instead. Respondent Connor, a city police officer, became suspicious after seeing Graham hastily enter
and leave the store, followed Berry's car, and made an investigative stop, ordering the pair to wait while
he found out what had happened in the store. Respondent backup police officers arrived on the scene,
handcuffed Graham, and ignored or rebuffed attempts to explain and treat Graham's condition. During
the encounter, Graham sustained multiple injuries. He was released when Conner learned that nothing
had happened in the store. Graham filed suit in the District Court under 42 U.S.C. § 1983 against
respondents, alleging that they had used excessive force in making the stop, in violation of "rights
secured to him under the Fourteenth Amendment to the United States Constitution and 42 U.S.C. §
1983." The District Court granted respondents' motion for a directed verdict at the close of Graham's
evidence, applying a four-factor test for determining when excessive use of force gives rise to a § 1983
cause of action, which inquires, inter alia, whether the force was applied in a good faith effort to
maintain and restore discipline or maliciously and sadistically for the very purpose of causing harm.
Johnson v. Glick, 481 F.2d 1028. The Court of Appeals affirmed, endorsing this test as generally applicable
to all claims of constitutionally excessive force brought against government officials, rejecting Graham's
argument that it was error to require him to prove that the allegedly excessive force was applied
maliciously and sadistically to cause harm, and holding that a reasonable jury applying the Johnson v.
Glick test to his evidence could not find that the force applied was constitutionally excessive.
Held: All claims that law enforcement officials have used excessive force -- deadly or not -- in the course
of an arrest, investigatory stop, or other "seizure" of a free citizen are properly analyzed under the
Fourth Amendment's "objective reasonableness" standard, rather than under a substantive due process
standard. Pp. 490 U. S. 392-399.
(a) The notion that all excessive force claims brought under § 1983 are governed by a single generic
standard is rejected. Instead, courts must identify the specific constitutional right allegedly infringed by
the challenged application of force, and then judge the claim by reference to the specific constitutional
standard which governs that right. Pp. 490 U. S. 393-394.
(b) Claims that law enforcement officials have used excessive force in the course of an arrest,
investigatory stop, or other "seizure" of a free citizen are most properly characterized as invoking the
protections of the Fourth Amendment, which guarantees citizens the right "to be secure in their
persons . . . against unreasonable seizures," and must be judged by reference to the Fourth
Amendment's "reasonableness" standard. Pp. 490 U. S. 394-395.
(c) The Fourth Amendment "reasonableness" inquiry is whether the officers' actions are "objectively
reasonable" in light of the facts and circumstances confronting them, without regard to their underlying
intent or motivation. The "reasonableness" of a particular use of force must be judged from the
perspective of a reasonable officer on the scene, and its calculus must embody an allowance for the fact
that police officers are often forced to make split-second decisions about the amount of force necessary
in a particular situation. Pp. 490 U. S. 396-397.
(d) The Johnson v. Glick test applied by the courts below is incompatible with a proper Fourth
Amendment analysis. The suggestion that the test's "malicious and sadistic" inquiry is merely another
way of describing conduct that is objectively unreasonable under the circumstances is rejected. Also
rejected is the conclusion that, because individual officers' subjective motivations are of central
importance in deciding whether force used against a convicted prisoner violates the Eighth Amendment,
it cannot be reversible error to inquire into them in deciding whether force used against a suspect or
arrestee violates the Fourth Amendment. The Eighth Amendment terms "cruel" and "punishment"
clearly suggest some inquiry into subjective state of mind, whereas the Fourth Amendment term
"unreasonable" does not. Moreover, the less protective Eighth Amendment standard applies only after
the State has complied with the constitutional guarantees traditionally associated with criminal
prosecutions. Pp. 490 U. S. 397-399.
827 F.2d 945, vacated and remanded.
REHNQUIST, C.J., delivered the opinion of the Court, in which WHITE, STEVENS, O'CONNOR, SCALIA, and
KENNEDY, JJ., joined. BLACKMUN, J., filed an opinion concurring in part and concurring in the judgment,
in which BRENNAN and MARSHALL, JJ., joined, post, p. 490 U. S. 399.
Page 490 U. S. 388
CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
This case requires us to decide what constitutional standard governs a free citizen's claim that law
enforcement officials used excessive force in the course of making an arrest, investigatory stop, or other
"seizure" of his person. We hold that such claims are properly analyzed under the Fourth Amendment's
"objective reasonableness" standard, rather than under a substantive due process standard.
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In this action under 42 U.S.C. § 1983, petitioner Dethorne Graham seeks to recover damages for injuries
allegedly sustained when law enforcement officers used physical force against him during the course of
an investigatory stop. Because the case comes to us from a decision of the Court of Appeals affirming the
entry of a directed verdict for respondents, we take the evidence hereafter noted in the light most
favorable to petitioner. On November 12, 1984, Graham, a diabetic, felt the onset of an insulin reaction.
He asked a friend, William Berry, to drive him to a nearby convenience store so he could purchase some
orange juice to counteract the reaction. Berry agreed, but when Graham entered the store, he saw a
number of people ahead of him in the checkout
Page 490 U. S. 389
line. Concerned about the delay, he hurried out of the store and asked Berry to drive him to a friend's
house instead.
Respondent Connor, an officer of the Charlotte, North Carolina, Police Department, saw Graham hastily
enter and leave the store. The officer became suspicious that something was amiss, and followed Berry's
car. About one-half mile from the store, he made an investigative stop. Although Berry told Connor that
Graham was simply suffering from a "sugar reaction," the officer ordered Berry and Graham to wait
while he found out what, if anything, had happened at the convenience store. When Officer Connor
returned to his patrol car to call for backup assistance, Graham got out of the car, ran around it twice,
and finally sat down on the curb, where he passed out briefly.
In the ensuing confusion, a number of other Charlotte police officers arrived on the scene in response to
Officer Connor's request for backup. One of the officers rolled Graham over on the sidewalk and cuffed
his hands tightly behind his back, ignoring Berry's pleas to get him some sugar. Another officer said:
"I've seen a lot of people with sugar diabetes that never acted like this. Ain't nothing wrong with the M.F.
but drunk. Lock the S.B. up."
App. 42. Several officers then lifted Graham up from behind, carried him over to Berry's car, and placed
him face down on its hood. Regaining consciousness, Graham asked the officers to check in his wallet for
a diabetic decal that he carried. In response, one of the officers told him to "shut up" and shoved his face
down against the hood of the car. Four officers grabbed Graham and threw him headfirst into the police
car. A friend of Graham's brought some orange juice to the car, but the officers refused to let him have it.
Finally, Officer Connor received a report that Graham had done nothing wrong at the convenience store,
and the officers drove him home and released him.
Page 490 U. S. 390
At some point during his encounter with the police, Graham sustained a broken foot, cuts on his wrists, a
bruised forehead, and an injured shoulder; he also claims to have developed a loud ringing in his right
ear that continues to this day. He commenced this action under 42 U.S.C. § 1983 against the individual
officers involved in the incident, all of whom are respondents here, [Footnote 1] alleging that they had
used excessive force in making the investigatory stop, in violation of "rights secured to him under the
Fourteenth Amendment to the United States Constitution and 42 U.S.C. § 1983." Complaint
�
10, App.
5. [Footnote 2] The case was tried before a jury. At the close of petitioner's evidence, respondents
moved for a directed verdict. In ruling on that motion, the District Court considered the following four
factors, which it identified as "[t]he factors to be considered in determining when the excessive use of
force gives rise to a cause of action under § 1983": (1) the need for the application of force; (2) the
relationship between that need and the amount of force that was used; (3) the extent of the injury
inflicted; and (4) "[w]hether the force was applied in a good faith effort to maintain and restore
discipline or maliciously and sadistically for the very purpose of causing harm." 644 F. Supp. 246, 248
(WDNC 1986). Finding that the amount of force used by the officers was "appropriate under the
circumstances," that "[t]here was no discernible injury inflicted," and that the force used "was not
applied maliciously or sadistically for the very purpose of causing harm," but in "a good faith effort to
maintain or restore order in the face of a potentially explosive
Page 490 U. S. 391
situation," id. at 248-249, the District Court granted respondents' motion for a directed verdict.
A divided panel of the Court of Appeals for the Fourth Circuit affirmed. 827 F.2d 945 (1987). The majority
ruled first that the District Court had applied the correct legal standard in assessing petitioner's excessive
force claim. Id. at 948-949. Without attempting to identify the specific constitutional provision under
which that claim arose, [Footnote 3] the majority endorsed the four-factor test applied by the District
Court as generally applicable to all claims of "constitutionally excessive force" brought against
governmental officials. Id. at 948. The majority rejected petitioner's argument, based on Circuit
precedent, [Footnote 4] that it was error to require him to prove that the allegedly excessive force used
against him was applied "maliciously and sadistically for the very purpose of causing harm." [Footnote 5]
Ibid. Finally, the majority held that a reasonable jury applying the four-part test it had just endorsed
Page 490 U. S. 392
to petitioner's evidence "could not find that the force applied was constitutionally excessive." Id. at 949-
950. The dissenting judge argued that this Court's decisions in Terry v. Ohio, 392 U. S. 1 (1968), and
Tennessee v. Garner, 471 U. S. 1 (1985), required that excessive force claims arising out of investigatory
stops be analyzed under the Fourth Amendment's "objective reasonableness" standard. 827 F.2d at 950-
952. We granted certiorari, 488 U.S. 816 (1988), and now reverse.
Fifteen years ago, in Johnson v. Glick, 481 F.2d 1028 (CA2), cert. denied, 414 U.S. 1033 (1973), the Court
of Appeals for the Second Circuit addressed a § 1983 damages claim filed by a pretrial detainee who
claimed that a guard had assaulted him without justification. In evaluating the detainee's claim, Judge
Friendly applied neither the Fourth Amendment nor the Eighth, the two most textually obvious sources
of constitutional protection against physically abusive governmental conduct. [Footnote 6] Instead, he
looked to "substantive due process," holding that,
"quite apart from any 'specific' of the Bill of Rights, application of undue force by
Page 490 U. S. 393
law enforcement officers deprives a suspect of liberty without due process of law."
481 F.2d at 1032. As support for this proposition, he relied upon our decision in Rochin v. California, 342
U. S. 165 (1952), which used the Due Process Clause to void a state criminal conviction based on
evidence obtained by pumping the defendant's stomach. 481 F.2d at 1032-1033. If a police officer's use
of force which "shocks the conscience" could justify setting aside a criminal conviction, Judge Friendly
reasoned, a correctional officer's use of similarly excessive force must give rise to a due process violation
actionable under § 1983. Ibid. Judge Friendly went on to set forth four factors to guide courts in
determining "whether the constitutional line has been crossed" by a particular use of force -- the same
four factors relied upon by the courts below in this case. Id. at 1033.
In the years following Johnson v. Glick, the vast majority of lower federal courts have applied its four-part
"substantive due process" test indiscriminately to all excessive force claims lodged against law
enforcement and prison officials under § 1983, without considering whether the particular application of
force might implicate a more specific constitutional right governed by a different standard. [Footnote 7]
Indeed, many courts have seemed to assume, as did the courts below in this case, that there is a generic
"right" to be free from excessive force, grounded not in any particular constitutional provision, but rather
in "basic principles of § 1983 jurisprudence." [Footnote 8]
We reject this notion that all excessive force claims brought under § 1983 are governed by a single
generic standard. As we have said many times, § 1983 "is not itself a
Page 490 U. S. 394
source of substantive rights," but merely provides "a method for vindicating federal rights elsewhere
conferred." Baker v. McCollan, 443 U. S. 137, 443 U. S. 144, n. 3 (1979). In addressing an excessive force
claim brought under § 1983, analysis begins by identifying the specific constitutional right allegedly
infringed by the challenged application of force. See id. at 443 U. S. 140 ("The first inquiry in any § 1983
suit" is "to isolate the precise constitutional violation with which [the defendant] is charged"). [Footnote
9] In most instances, that will be either the Fourth Amendment's prohibition against unreasonable
seizures of the person or the Eighth Amendment's ban on cruel and unusual punishments, which are the
two primary sources of constitutional protection against physically abusive governmental conduct. The
validity of the claim must then be judged by reference to the specific constitutional standard which
governs that right, rather than to some generalized "excessive force" standard. See Tennessee v. Garner,
supra, at 471 U. S. 7-22 (claim of excessive force to effect arrest analyzed under a Fourth Amendment
standard); Whitley v. Albers, 475 U. S. 312, 475 U. S. 318-326 (1986) (claim of excessive force to subdue
convicted prisoner analyzed under an Eighth Amendment standard).
Where, as here, the excessive force claim arises in the context of an arrest or investigatory stop of a free
citizen, it is most properly characterized as one invoking the protections of the Fourth Amendment,
which guarantees citizens the right "to be secure in their persons . . . against unreasonable . . . seizures"
of the person. This much is clear from our decision in Tennessee v. Garner, supra. In Garner, we
addressed a claim that the use of deadly force to apprehend a fleeing suspect who did not appear to be
armed or otherwise dangerous violated the suspect's constitutional rights, notwithstanding the
existence of probable cause to arrest.
Page 490 U. S. 395
Though the complaint alleged violations of both the Fourth Amendment and the Due Process Clause, see
471 U.S. at 471 U. S. 5, we analyzed the constitutionality of the challenged application of force solely by
reference to the Fourth Amendment's prohibition against unreasonable seizures of the person, holding
that the "reasonableness" of a particular seizure depends not only on when it is made, but also on how
it is carried out. Id. at 471 U. S. 7-8. Today we make explicit what was implicit in Garner's analysis, and
hold that all claims that law enforcement officers have used excessive force -- deadly or not -- in the
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course of an arrest, investigatory stop, or other "seizure" of a free citizen should be analyzed under the
Fourth Amendment and its "reasonableness" standard, rather than under a "substantive due process"
approach. Because the Fourth Amendment provides an explicit textual source of constitutional
protection against this sort of physically intrusive governmental conduct, that Amendment, not the more
generalized notion of "substantive due process," must be the guide for analyzing these claims. [Footnote
10]