RHIT 9th Edition Practice Questions_ Domain 5#
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RHIT 9th Edition Practice Questions: Domain 5
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RHIT 9th Edition Practice Questions: Domain 5
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Question 1
1 / 1 point
When performing a coding audit, a health record technician discovers
that an inpatient coding professional is assigning diagnosis and
procedure codes specifically for the purpose of obtaining a higher
level of reimbursement. The coding professional believes that this
practice helps the hospital increase its revenue. Which of the
following should be done in this case?
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Question 2
1 / 1 point
Which of the following justifies the need for an external audit?
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Compliment the coding professional for taking initiative in helping the
hospital.
Report the coding professional to the FBI for coding fraud.
Counsel the coding professional and stop the practice immediately.
Provide the coding professional with incentive pay for her actions.
Ethical coding practices must be followed with appropriate employee counseling
and remediation (Foltz and Lankisch 2020, 512–513).
It is used to appeal denials.
It replaces the need for internal audits.
It confirms the validity of the internal audits.
It creates a one-time baseline standard.
External audits are performed to confirm that a healthcare organization's internal
audits are valid. In other words they help to ensure and validate that the internal
10/17/23, 8:54 PM
RHIT 9th Edition Practice Questions: Domain 5
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3/23
Question 3
1 / 1 point
A(n) _______________ is imposed on providers by the OIG when fraud
and abuse is discovered through an investigation.
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Question 4
1 / 1 point
When a staff member documents in the health record that an incident
report was completed about a specific incident, in a legal proceeding
how is the confidentiality of the incident report affected?
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audits identifying all of the compliance issues (Foltz and Lankisch 2020, 517).
Corporate Integrity Agreement
OIG Workplan
Red Flags Rule
Resource Agreement
A corporate integrity agreement (CIA) is essentially a compliance program
imposed by the government, with substantial government oversight and outside
expert involvement in the organization's compliance activities. The OIG negotiates
CIAs with healthcare providers and other entities as part of the settlement of
federal healthcare program investigations arising under a variety of civil false
claims statutes. Providers or entities agree to the obligations, and in exchange,
OIG agrees not to seek their exclusion from participation in Medicare, Medicaid, or
other federal healthcare programs (Bowman 2017, 460).
There is no impact.
The person making the entry in the health record may not be called as a
witness in trial.
The incident report likely becomes discoverable because it is mentioned in a
discoverable document.
The incident report cannot be discovered even though it is mentioned in a
discoverable document.
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RHIT 9th Edition Practice Questions: Domain 5
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4/23
Question 5
1 / 1 point
Which of the following has created ethical issues based on security,
interoperability, and record integrity?
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Question 6
1 / 1 point
Recovery audit contractors (RACs) are required to have a physician
medical director on staff. Additionally, RACs are charged with
utilizing certified coding professionals for semi-automated and
complex record reviews. Which component of the National Recovery
Audit Program do these requirements support?
Hospitals strive to keep incident reports confidential, and in some states incident
reports are protected under statutes protecting quality improvement studies and
activities. Incident reports themselves should not be considered a part of the
health record. Because the staff member mentioned in the record that an incident
report was completed, it will likely be discoverable as the health record is already
a discoverable document (Fahrenholz 2017a, 89).
Accreditation processes
Telemedicine
Sensitive data
Electronic health record
Gaining access to electronic health record systems is a complex challenge in
regard to record integrity, information security, linkage of information for
continuum of care within different e-health systems, and the development of
software for health information management purposes (Hamilton 2020, 674).
Ensure accuracy
Ensure efficiency and effectiveness
Maximize transparency
Minimize provider burden
10/17/23, 8:54 PM
RHIT 9th Edition Practice Questions: Domain 5
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5/23
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Question 7
1 / 1 point
Healthcare abuse relates to practices that may result in:
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Question 8
1 / 1 point
The deception or misrepresentation by a healthcare provider that may
result in a false or fictitious
claim for inappropriate payment by Medicare or other insurers for
items or services either not rendered or rendered to a lesser extent
than described in the claim is:
It is imperative that the RACs accurately identify improper payments. RACs must
have a physician medical director as well as certified coding professionals on staff.
For medical necessity reviews, many RACs use registered nurses or other clinical
staff (Casto and White 2021, 205).
False representation of fact
Failure to disclose a fact
Performing medically unnecessary services
Knowingly submitting altered claim forms
Abuse occurs when a healthcare provider unknowingly or unintentionally submits
an inaccurate claim for payment. Abuse generally results from unsound medical,
business, or fiscal practices that directly or indirectly result in unnecessary costs
to the Medicare program. The performance of medically unnecessary services and
submitting them for payment would be an example of healthcare abuse (Casto and
White 2021, 200).
Healthcare fraud
Optimization
Upcoding
Healthcare abuse
10/17/23, 8:54 PM
RHIT 9th Edition Practice Questions: Domain 5
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6/23
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Question 9
1 / 1 point
Benefits of a coding compliance plan include:
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Question 10
1 / 1 point
During an audit of health records, the HIM director finds that
transcribed reports are being changed by the author up to a week
after initial transcription. To remedy this situation, the HIM director
should recommend which of the following?
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Healthcare fraud is defined as an intentional misrepresentation that an individual
knows to be false or does not believe to be true and makes, knowing that the
representation could result in some unauthorized benefit to himself or herself or
some other person. An example of fraud is billing for a service that was not
furnished (Casto and White 2021, 200).
Retention of all coding employees
Increase in denials of healthcare services reimbursement based on coding
errors
Elimination of errors in the health record
Correction of coding-related risks
Benefits include improved documentation, high standard of coding, reduction in
denials, and correction of coding-related risks (Foltz and Lankisch 2020, 518).
Immediately stop the practice of changing transcribed reports.
Develop a facility policy that defines the acceptable period of time allowed
for a transcribed document to remain in draft form.
Conduct a verification audit.
Alert hospital legal counsel of the practice.
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RHIT 9th Edition Practice Questions: Domain 5
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7/23
Question 11
1 / 1 point
The HIM manager is reviewing the performance metrics for her
department and notices that the
ROI staff is taking over five days to fulfill a request for PHI. The
standard for the ROI staff to complete this task is three days. What
metric is the HIM manager monitoring for department compliance?
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Question 12
1 / 1 point
A coding professional's misrepresentation of the patient's clinical
picture through intentional incorrect coding or the omission of
diagnosis or procedure codes would be an example of:
An example of unethical documentation in healthcare is retrospective
documentation—when healthcare providers add documentation after care has
been given, possibly for the purpose of increasing reimbursement or avoiding a
medical legal action. The HIM professional is responsible for maintaining accurate
and complete records and is able to identify the occurrence and either correct the
error or indicate that the entry is a late entry into the health record (Hamilton
2020, 670–671).
ROI request sources
ROI staffing
ROI productivity
ROI turnaround time
The supervisor is responsible for ensuring turnaround times are met. Turnaround
time is the time between receipt of request and when the information is sent to
the requester (Sayles 2020b, 70).
Healthcare fraud
Payment optimization
Payment reduction
Healthcare creativity
10/17/23, 8:54 PM
RHIT 9th Edition Practice Questions: Domain 5
https://myahima.brightspace.com/d2l/le/enhancedSequenceViewer/9898?url=https%3A%2F%2F609fcc4e-9df5-4fbf-a2d2-19d07606f074.sequences.…
8/23
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Question 13
1 / 1 point
The basic functions of healthcare risk management programs are
similar for most organizations and should include which of the
following?
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Question 14
1 / 1 point
Which of the following is the statistical method that can be used to
give every claim the same chance of being included in an audit?
Healthcare fraud is an intended and deliberate deception or misrepresentation by
a provider, or by representative of a provider, that results in a false or fictitious
claim. These false claims then result in an inappropriate payment by Medicare or
other insurers (Foltz and Lankisch 2020, 500).
Reporting of claims, initiating an investigation of claims, protecting the
primary and secondary health records, negotiating settlements, managing
litigations, and using information for claim's resolution in performance
management activities
Risk acceptance, risk avoidance, risk reduction or minimization, and risk
transfer
Safety management, security management, claims management, technology
management, and facilities management
Risk identification and analysis, loss prevention and reduction, and claims
management
The purpose of the risk management program is to link risk management
functions to related processes of quality assessment and PI. The basic functions of
healthcare risk management programs are similar for most organizations and
include risk identification and analysis, loss prevention and reduction, and claims
management (Carter and Palmer 2020, 572).
Systematic random sampling
Simple random sampling
10/17/23, 8:54 PM
RHIT 9th Edition Practice Questions: Domain 5
https://myahima.brightspace.com/d2l/le/enhancedSequenceViewer/9898?url=https%3A%2F%2F609fcc4e-9df5-4fbf-a2d2-19d07606f074.sequences.…
9/23
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Question 15
1 / 1 point
Which of the following is a fraud and abuse prevention strategy that
can be used by providers to protect themselves from fraud and abuse
allegations?
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Question 16
1 / 1 point
The removal of medication from its usual stream of preparation,
dispensing, and administration by personnel involved in those steps
in order to use or sell the medication in nonhealthcare settings is
called:
Convenience sampling
Stratified random sampling
Simple random sampling gives every bill, patient, and so forth the same chance of
being chosen (Foltz and Lankisch 2020, 516).
Documentation strategies
Strategies for noncompliance penalties
Strategies developed by the medical staff to enforce compliance
Patient readmission strategies
A strong clinical documentation integrity (CDI) program is important to fighting
fraud and abuse through the focus on quality and accuracy (Foltz and Lankisch
2020, 513).
Prescribing
Adverse drug reaction
Sentinel event
Diversion
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RHIT 9th Edition Practice Questions: Domain 5
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10/23
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Question 17
1 / 1 point
What resource should the facility compliance officer consult to
provide information on new and ongoing reviews or audits each year
in programs administered by the Department of Health and Human
Services?
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Question 18
1 / 1 point
The risk manager's principal tool for capturing the facts about
potentially compensable events is the:
Diversion is the removal of a medication from its usual stream of preparation,
dispensing, and administration by personnel involved in those steps in order to
use or sell the medication in nonhealthcare settings. An individual might take the
medication for personal use, to sell on the street, to sell directly to a user as a
dealer, or to sell to others who will redistribute for the diverting individual (Shaw
and Carter 2019, 227–228).
Regional health information organizations
Corporate compliance plans
OIG website
Federal Register
The resource that the facility compliance officer should consult to provide
information on ongoing reviews and audits each year in programs administered by
the department of Health and Human Services (HHS) is the OIG workplan (Casto
and White 2021, 201).
Accident report
RM report
Occurrence report
Event report
10/17/23, 8:54 PM
RHIT 9th Edition Practice Questions: Domain 5
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11/23
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Question 19
1 / 1 point
The Department of Health and Human Services has identified that
Community Hospital is guilty of fraud. It was determined that the
facility tried to comply with standards, but their efforts failed. What
category of fraud and abuse prevention does this fall into?
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Question 20
1 / 1 point
One way for a hospital to demonstrate compliance with OIG
guidelines is to:
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An occurrence report is a structured data collection tool that risk managers use to
gather information about potentially compensable events. Effective occurrence
reports carefully structure the collection of data, information, and facts in a
relatively simple format (Shaw and Carter 2019, 200).
Reasonable cause
Reasonable diligence
Willful neglect
Willful defiance
Reasonable diligence is when the healthcare provider has taken reasonable actions
to comply with the legislative requirements (Foltz and Lankisch 2020, 506).
Designate a privacy officer
Continuously monitor PEPPER reports
Develop, implement, and monitor written policies and procedures
Obtain ABNs for all Medicare registrations
10/17/23, 8:54 PM
RHIT 9th Edition Practice Questions: Domain 5
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12/23
Question 21
1 / 1 point
The HIM improvement team wants to identify the causes of poor
documentation compliance in the health record. Which of the
following tools would best aid the team in identifying the root cause
of the problem?
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Question 22
1 / 1 point
The HIM department has been receiving complaints about the
turnaround time for release of information (ROI) requests. A PI team is
created to investigate this issue. What data source would be
appropriate to use to investigate this issue further?
Over the past several years, the OIG has published several documents to help
providers develop internal programs that include elements for ensuring
compliance. One of the elements included is written policies and procedures (Foltz
and Lankisch 2020, 511).
Flowchart
Fishbone diagram
Pareto chart
Scatter diagram
A cause-and-effect diagram, also known as a fishbone diagram because of its
characteristic fish shape, is an investigation technique that facilitates the
identification of the various factors that contribute to a problem. It facilitates
root-cause analysis in order to determine the cause of the problem (Carter and
Palmer 2020, 565).
ROI employee evaluations
Survey requestors
ROI tracking system
ADT system
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13/23
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Question 23
1 / 1 point
Robin is evaluating the quality of the HIE transmissions between
various healthcare organizations and her healthcare organization,
ABC Hospital. She is investigating the level of data and content
standards' compliance to ensure that the health information
transmitted to ABC Hospital is accurate, complete, comprehensive,
and uncorrupted. Her job title would be:
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Question 24
1 / 1 point
What should be done when the HIM department's chart analysis error
rate is too high, or its accuracy rate is too low based on policy?
The supervisor is responsible for ensuring turnaround times are met. Turnaround
time is the time between receipt of the request and when the request is sent to
the requester. The ROI system tracks requests for the information (Sayles 2020b,
69–70).
Health informaticist
Data integrity analyst
Certified transfer officer
Systems analyst
The data integrity analyst is responsible for ensuring the quality of the data in HIM
information systems. Data integrity analysts must be able to apply data and
content standards to data collection and data storage. They must be able to
maintain the information systems, ensure compliance with legal and accreditation
requirements, and analyze data (Sayles and Kavanaugh-Burke 2021,116).
Re-audit the problem area
The problem should be treated as an isolated incident
The formula for determining the rate may need to be adjusted
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14/23
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Question 25
1 / 1 point
City Hospital submitted 175 claims where they unbundled laboratory
charges. They were overpaid by $75 on each claim. What is the fine
for City Hospital if triple damages are applied?
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Question 26
1 / 1 point
Which of the following practices is an appropriate coding compliance
activity?
Corrective action should be taken to meet the department standards
Each function should have its own acceptable level of performance and monitoring
should be performed to confirm the standards are met. If not, corrective actions
should be taken (Sayles 2020b, 79).
$40,300
$39,375
$26,250
$13,125
Unbundling is the practice of using multiple codes to bill for the various individual
steps in a single procedure rather than using a single code that includes all of the
steps of the comprehensive procedure code. In this situation, the penalty is the
overpayment of the $75 for all 175 claims overpaid as well as three times the total
amount of the overpayment (175 × $75 = $13,125 then; $13,125 × 3 = $39,375)
(Foltz and Lankisch 2020, 500).
Reviewing all accurately paid claims
Developing procedures for identifying coding errors
Providing a financial incentive for coding claims improperly
Instructing coding professionals to code diagnoses and submit the bill
10/17/23, 8:54 PM
RHIT 9th Edition Practice Questions: Domain 5
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15/23
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Question 27
1 / 1 point
Which of the following situations might result in a compliance audit?
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Question 28
1 / 1 point
In developing an internal audit review program, which of the following
would be risk areas that should be targeted for audit?
before all applicable information is documented in the health record
Coding compliance activities would not include a financial incentive for coding
professionals to commit fraud, to code diagnoses and procedures before
documentation is complete, or to spend resources reviewing accurately paid
claims. Providing a financial incentive to coding professionals for coding claims
improperly would be against any coding compliance plan and would also be a
violation of AHIMA's Standards of Ethical Coding. One of the basic elements of a
coding compliance program includes developing policies and procedures for
identifying coding errors (Foltz and Lankisch 2020, 518–519).
Low CMI
High CC/MCC capture rate
Decreased volume
Lower reimbursement
The CC capture rate is the number of patients with CCs compared to all of the
patients in the population. With the changes in the CC list and the addition of
MCCs in the MS-DRG system, facilities are finding that the CC capture rate is
much lower than it had been previously, and new benchmarks need to be
established for MS-DRGs. The CC capture rate is a valuable tool in measuring the
overall severity of patients served by the facility as a whole or by a particular
physician or specialty. Assuming that the coding is accurately completed, the rate
can help measure the specificity of physician documentation (White 2021, 166).
Admission diagnosis and complaints
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RHIT 9th Edition Practice Questions: Domain 5
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16/23
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Question 29
1 / 1 point
A hospital receives a valid request from a patient for copies of her
health records. The HIM clerk who is preparing the records removes
copies of the patient's records from another hospital where the
patient was previously treated. According to HIPAA regulations, was
this action correct?
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Question 30
1 / 1 point
Chargemaster description
Clinical laboratory results
Radiology orders
One of the elements of the auditing process is identification of risk areas.
Selecting the types of cases to review is also important. Examples of various case
selection possibilities include chargemaster description for accuracy (Foltz and
Lankisch 2020, 513–514; Casto and White 2021, 144).
No; the records from the previous hospital are considered to be included in
the designated record set and should be given to the patient.
Yes; this is hospital policy for which HIPAA has no control.
No; the records from the previous hospital are not included in the
designated record set but should be released anyway.
Yes; HIPAA only requires that current records be produced for the patient.
When other healthcare providers provide records, it is done to ensure the
continuity of care for the individual. Many covered entities either include the
whole file or copies of the file as part of the covered entity's record, with the
assumption that the treating physician has used some or all of the records to
decide how to treat the patient. Any copies that are included with the records of
the individual are, therefore, considered part of the individual's designated record
set and should be released (Thomason 2013, 99).
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17/23
In order to provide ongoing compliance education to the coding staff,
the coding manager regularly reviews these policies for information
regarding reasonable and necessary provisions for a supply,
procedure, or service. The policies include a list of codes describing
which conditions are a medical necessity and which conditions do not
warrant medical necessity. What policies is the coding manager
reviewing?
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Question 31
1 / 1 point
The goal of coding compliance programs is to prevent:
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Value-based purchasing
Local coverage determinations
Clinical documentation integrity
Price transparency
An LCD policy contains reasonable and necessary provisions regarding a supply,
procedure, or service. For example, a list of codes describing which conditions are
a medical necessity and which conditions do not warrant medical necessity may be
provided in an LCD policy (Casto and White 2021, 216).
Accusations of fraud and abuse
Delays in claims processing
Billing errors
Inaccurate code assignments
The government and other third-party payers are concerned about potential fraud
and abuse in claims processing. Therefore, ensuring that bills and claims are
accurate and correctly presented is an important focus of healthcare compliance
(Foltz and Lankisch 2020, 518–519).
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18/23
Question 32
1 / 1 point
Which of the following is the principal goal of a corporate compliance
program?
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Question 33
1 / 1 point
The practice manager at the General Family Practice clinic was
reviewing the established patient visit E/M code distribution for the
month of May. The physicians' data is presented in the following
graph. To determine the accuracy of the visit codes assigned and
submitted for patients, the practice manager will need to conduct an
audit of patient health records. Which physician's established patient
visit code distribution should this practice manager audit as the
pattern is concerning?
Protect providers from sanctions or fines
Increase revenues
Improve patient care
Limit unnecessary changes to the chargemaster
Implementation of an effective corporate compliance program significantly
reduces the risk of unlawful or improper conduct, criminal or civil liability, and the
risk of a government audit, and also promotes an ethical organizational culture
(Bowman 2017, 437).
Dr. Carlson
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19/23
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Question 34
1 / 1 point
The leader of the coding performance improvement team wants all
her team members to clearly understand the coding process. Which of
the following would be the best tool for accomplishing this objective?
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Dr. Jones
Dr. Smith
Dr. Gelson
Physician practices use data analysis to ensure revenue integrity principles are
being met. A big difference between facility E/M coding and physician practice
E/M coding is that physicians are not able to use practice-specific criteria to
assign E/M codes like facilities. Instead, they must follow strict E/M coding
guidelines that are nationally recognized. Therefore, third-party payers often
compare providers or group practices to each other to identify areas of variation.
These areas of variation could be risk areas for the third-party payer. Payers
perform audits to ensure that E/M coding is compliant with established coding
guidelines. The concept of a bell-shaped curve for HCPCS codes that are natural
levels may also be used when comparing the coding practices of physicians. Dr.
Smith's bar graph shows a skew toward the higher level of visits, where the others
do not. This could raise a red flag with a payer that the physician is inflating the
actual visit work so an audit by the practice manager to assess the accuracy of the
visit codes is warranted (Casto and White 2021, 236–237).
Scatter diagram
Force-field analysis
Pareto chart
Flowchart
When a team examines a process with the intention of making improvements, it
must first understand the process thoroughly. Each team member has a unique
perspective and significant insight about how a portion of the process works.
10/17/23, 8:54 PM
RHIT 9th Edition Practice Questions: Domain 5
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20/23
Question 35
1 / 1 point
A provider's office calls to retrieve emergency room records for a
patient's follow-up appointment. The HIM professional refused to
release the emergency department records without a written
authorization from the patient. Was this action in compliance?
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Question 36
1 / 1 point
The leaders of a healthcare organization are expected to select an
organization-wide performance improvement approach and to clearly
define how all levels of the organization will monitor and address
improvement issues. The Joint Commission requires ongoing data
collection that might require improvement for which of the following
areas?
Flowcharts help all the team members understand the process in the same way
(Carter and Palmer 2020, 563).
No; the records are needed for continued care of the patient, so no
authorization is required.
Yes; the release of all records requires written authorization from the
patient.
No; permission of the ER physician was not obtained.
Yes; one covered entity cannot request the records from another covered
entity.
Treatment, payment, and operations (TPO) is an important concept because the
Privacy Rule provides a number of exceptions for PHI used or disclosed for TPO
purposes. Treatment means providing, coordinating, or managing healthcare or
healthcare-related services by one or more healthcare providers (Rinehart-
Thompson 2020b, 253).
Operative and other invasive procedures, medication management, and
blood and blood product use
10/17/23, 8:54 PM
RHIT 9th Edition Practice Questions: Domain 5
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21/23
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Question 37
1 / 1 point
Which of the following describes incomplete records that
are
not
completed by the physician within the time frame specified in
the healthcare facility's policies?
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Question 38
1 / 1 point
A decreasing CMI is indicative of which trend?
Blood and blood product use, medication management, and appointment to
the board of directors
Medication management, marketing strategy, and blood use
Operative and other invasive procedures, appointments to the board of
directors, and restraint and seclusion use
Appointments to the Board of Directors is important information, but the Joint
Commission requires detailed information on the responsibilities and actions of
the Board, not necessarily its composition. The Joint Commission requires
healthcare organizations to collect data on each of these areas: medication
management, blood and blood product use, restraint and seclusion use, behavior
management and treatment, operative and other invasive procedures, and
resuscitation and its outcomes (Shaw and Carter 2019, 304, 313).
Suspended records
Delinquent records
Loose records
Default records
Physicians and other practitioners are notified when they have incomplete health
records requiring their attention. If a health record remains incomplete for a
specified number of days, as defined in the medical staff rules and regulations,
the record is considered to be a delinquent record (Sayles 2020b, 77).
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10/17/23, 8:54 PM
RHIT 9th Edition Practice Questions: Domain 5
https://myahima.brightspace.com/d2l/le/enhancedSequenceViewer/9898?url=https%3A%2F%2F609fcc4e-9df5-4fbf-a2d2-19d07606f074.sequence…
22/23
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Question 39
1 / 1 point
Which of the following statements regarding appeal of denials is true?
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Question 40
1 / 1 point
A pharmacist who submits Medicaid claims for reimbursement on
brand name drugs when less expensive generic drugs were dispensed
has committed the crime of:
Increasing patient resource intensity
Increasing proportion of surgical patients
Decreasing payment per case
Decreasing cost of living
A hospital's case-mix index (CMI) represents the average MS-DRG relative weight
for a particular hospital. The CMI allows administration to measure the hospital's
performance based on MS-DRG cases. By analyzing a facility's CMI a manager is
able to compare the CMI against other similar facilities in the area, or the year-to-
year changes of the facility in its CMI. A decreasing CMI would indicate that the
facility would be receiving decreased payment per case (Gordon, M. L. 2020, 493–
494).
All types of appeals are addressed in the same way.
A medical necessity appeal letter should be written by the physician.
An appeal letter should be written solely by the chief compliance officer.
An appeal letter should be written on all denials
The author of the appeal letter should be appropriate for the type of the denial.
For example, the physician would address medical necessity (Foltz and Lankisch
2020, 517).
Criminal negligence
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RHIT 9th Edition Practice Questions: Domain 5
https://myahima.brightspace.com/d2l/le/enhancedSequenceViewer/9898?url=https%3A%2F%2F609fcc4e-9df5-4fbf-a2d2-19d07606f074.sequence…
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Fraud
Perjury
Products' liability
Fraud in healthcare is defined as a deliberate false representation of fact, a failure
to disclose a fact that is material (relevant) to a healthcare transaction, damage to
another party that reasonably relies on the misrepresentation, or failure to
disclose (Foltz and Lankisch 2020, 500).
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